All posts tagged "auditor"
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270AML / KYCSingapore: Exemptions for Foreign Offices of FIs Take Effect
Under the new 'Branch Framework', Singapore FIs have to assess whether their overseas representatives are acting on behalf of the Singapore office or the foreign office.
October 11, 2021 -
370AML / KYCMalaysia Secures Settlement from KPMG to Resolve 1MDB Claims
The settlement concludes a civil suit filed against KPMG and its current and former partners over the audits 1MDB's 2010-2012 financial statements.
September 18, 2021 -
186AML / KYCMalaysia Files Suit Against KPMG Partners Over 1MDB Losses
The Malaysian government and 1MDB filed a $5.64bn lawsuit against 44 current and former KPMG partners over the firm's audits of 1MDB’s financial statements.
July 14, 2021 -
262Hong KongHKEX Asks Participants to Prepare for FRC Transaction Levy
Levies will be payable to the Financial Reporting Council by sellers and purchasers of securities, public interest entities, and PIE auditors from 1 January 2022.
July 2, 2021 -
137Asia-PacificThailand SEC Approves New Criteria for SME Fundraising
The new fundraising criteria for SMEs and startups proposed by the stock exchange are expected to become effective this year.
May 28, 2021 -
496AML / KYCAUSTRAC Orders Mutual Bank to Uplift AML Compliance
Australian Military Bank is required to conduct a risk assessment, and then work to improve its KYC, transaction monitoring, EDD, and reporting systems.
May 6, 2021 -
350AML / KYCBaFin Files Criminal Complaint Against Deutsche Bank Exec
Alexander Schütz is suspected of using inside information to trade Wirecard shares. A separate probe into EY's audits of Wirecard is continuing.
April 23, 2021 -
267ChinaCBIRC Calms Market Fears Over Huarong Restructuring
The CBIRC says Huarong is actively cooperating with its auditor and will complete its annual report as soon as possible.
April 19, 2021 -
355Fintech / RegtechRBI Orders MobiKwik to Investigate Alleged Data Breach
The RBI has asked the payments provider Mobikwik to carry out an immediate forensic audit following allegations of a data breach.
April 7, 2021 -
408AML / KYCMalaysia Secures Settlement from Deloitte to Resolve 1MDB Claims
Malaysia’s Finance Ministry is also negotiating a settlement with KPMG, which was replaced by Deloitte as auditor of 1MDB in 2013.
March 5, 2021
