All posts tagged "Auditors"
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81Asia-PacificThailand SEC Amends Rules for Capital Market Auditors
The experience requirement for auditors in the capital markets has been reduced from a minimum of 10 years to seven years.
April 13, 2021 -
148EnforcementSFC, FRC to Enhance Regulatory Cooperation in Capital Markets
Collaboration will be key to combat persistent problems with false or misleading financial statements and other corporate misconduct, said SFC Chairman Tim Lui.
February 26, 2021 -
113Asia-PacificSEC Thailand Consults on New Rules for Auditors, Audit Firms
The SEC proposes new rules on the reporting of suspected fraud identified in audits, and to lower entry requirements for auditors in the capital markets.
February 18, 2021 -
323FeatureSGX RegCo Chief Outlines Work Programme for H1 2021
SGX RegCo chief Boon Gin Tan outlined timelines for enhancements to its enforcement framework, sustainability reporting rules, and retail bonds framework, among other initiatives.
January 13, 2021 -
209FeatureSGX RegCo Raises Audit, Valuation Standards for Listed Firms
Primary-listed issuers must appoint an ACRA-registered auditor, and only use property valuers that meet certain qualification criteria.
January 12, 2021 -
995AML / KYCFATF Releases New Report on Trade-based Money Laundering
A key finding of the report is that greater awareness about all aspects of the trade process would likely increase opportunities to detect and disrupt TBML.
December 9, 2020 -
155Australia & NZASX to Enhance Framework on Client Money Obligations
ASX will require daily reconciliation of individual client trust account balances, prescribe a standard format for trust reconciliations, and enhance reporting requirements.
December 4, 2020 -
650EnforcementProsecutors Assess Whether EY Acted Criminally During Wirecard Audits
Germany's audit supervisor has reportedly told prosecutors that EY may have violated its legal due diligence and reporting obligations during its Wirecard audits.
November 29, 2020 -
870Big PictureInstitute of Internal Auditors Offers Update to 3LoD Model
The new 'Three Lines Model' is aimed at improving organisational structure to achieve better alignment, collaboration, and accountability among key players.
July 27, 2020 -
478Capital RegulationS. Korean Regulators Urge Flexible ECL Approach During Covid-19
South Korean regulators are advising companies and auditors to consider government relief measures as risk-reducing when determining expected credit losses.
April 13, 2020
