The proposed framework would enhance beneficial ownership transparency and make lawyers, consultants and accountants responsible for AML checks.
August 31, 2023SEBI mandates standardised annual audits for portfolio managers to enhance transparency in firm-level performance data.
August 4, 2023Common areas of non-compliance were identified from a review of 60 law firms, accounting practices and real estate agents.
June 7, 2023The PCAOB said it found an “unacceptable rate” of deficiencies in the KPMG and PwC audits of US listed Chinese companies it reviewed last year.
May 12, 2023Chartered accountants, company secretaries, and cost and work accountants will have to maintain records of all financial transactions for clients.
May 6, 2023Officials told bankers they should learn lessons from Bank of China chairman Liu Liange, who was recently placed under investigation.
April 5, 2023Regulated entities have one month to provide SEBI with details of the cloud services they have deployed and 12 months to ensure full compliance with the new framework.
March 9, 2023New supervisory statement requires UK CCPs to update legacy outsourcing agreements by by 9 February 2024.
February 19, 2023The regulations provide clarity on the IT controls custody providers must have in place to mitigate cyber risks in their management of crypto wallets and keys.
January 19, 2023China's FSDC has also told banking and securities regulators to ensure extra support is provided to “systemically important” property developers.
January 6, 2023