A new OECD report identifies four determinants of trustworthy AI in the financial sector - transparency, fairness, data governance and accountability.
September 29, 2021Financial investment businesses are required to establish internal control standards to prevent information sharing of material nonpublic information between units.
May 14, 2021The legislative revisions will allow firms greater flexibility to implement Chinese walls and outsource key functions, while allowing for harsher penalties when issues arise.
May 5, 2020SEBI regulations may need to be vetted through a separate independent committee constituted by the Ministry of Finance before being passed to the regulator's own board for approval.
January 31, 2019