All posts tagged "Barclays"
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345EnforcementBanks Preparing to Pay Fines for Use of Messaging Apps
US regulators are expected to announce penalties in the coming weeks over the use of unauthorised messaging apps for business communications.
August 3, 2022 -
451InternationalCourt Rules Foreign Banks Must Face LIBOR Lawsuits in US
The Supreme Court has allowed lawsuits accusing foreign banks of manipulating LIBOR to be heard in New York even though the banks did not operate in the US.
June 27, 2022 -
531Capital / LiquidityBOE Asks Major Banks to Improve Resolution Plans
The BOE said it found shortcomings in resolution plans prepared by HSBC, Lloyds Banking Group and Standard Chartered.
June 17, 2022 -
665AML / KYCCum-Ex Scandal Widens like a Regulatory Inquisition
A common tax arbitrage trading strategy is now being prosecuted as outright tax avoidance, catching global banks and traders in a broad net.
May 10, 2022 -
489Crypto / Digital AssetsAIMA Publishes Institutional Investor Guide on Digital Asset Custody
The guide was produced with contributions from Anchorage Digital, Barclays Investment Bank, Capco, Coinbase, Copper, Digivault, and Fidelity Digital Assets, among others.
May 4, 2022 -
375Capital / Liquidity
UK Regulators Warn Banks Against ‘Gaming the Rules’
The warning is reportedly directed at Barclays, the only UK lender that used its pension scheme for capital arbitrage transactions in recent years.
April 18, 2022 -
410EnforcementUS Court Dismisses Collusion Case Against 10 Global Banks
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
April 8, 2021 -
631EnforcementNew York Court Reinstates SIBOR Manipulation Lawsuit
The case is being reinstated to allow Fund Liquidation Holdings LLC to pursue claims against 18 banks on behalf of two defunct funds that initially launched the lawsuit.
March 19, 2021 -
7.8KEuropeLloyds UK Launches First Live Link of ‘SWIFT gpi Instant’
Remittance payments from anywhere in the world destined for the UK routed through Lloyds can arrive in seconds with fee and foreign exchange transparency.
December 3, 2020 -
14.2KAML / KYCSoW/SoF Checks: What Does Good Look Like?
Regulation Asia spoke to financial crime compliance experts about the ongoing effort required to achieve and maintain high standards for source of wealth and source of funds checks.
October 18, 2020
