The former deputy president is suspected of colluding with other staff to illegally manipulate stock prices to keep block trade deals with clients from falling through.
April 14, 2022Prosecutors have filed charges against SMBC Nikko Securities and five others. The head of the firm's equity division was also arrested.
March 25, 2022Two Japanese and two foreign nationals were arrested for allegedly manipulating at least five stocks when handling block orders for clients.
March 7, 2022The CSRC has reportedly given Morgan Stanley 30 days to provide details about its role in a US investigation into its block trading practices.
March 1, 2022The DOJ and SEC are reportedly examining whether banks may have improperly alerted hedge funds ahead of market-moving block trades.
February 17, 2022Employees are said to have traded several stocks to support their prices to ensure the completion of block deals conducted after market hours.
November 4, 2021The RFQ function allows market participants to negotiate and transact block trades in FX futures and options on the Titan OTC Pro platform.
October 3, 2021Stock exchanges may choose to offer T+1 settlement on any scrip, after providing the market advance notice of at least one month.
September 8, 2021Two broad-based Taiwan equity index contracts have received CFTC certification, allowing them to be offered and sold to persons in the US.
October 7, 2020The bourse operator also plans to launch an MSCI Taiwan options contract later this year, subject to regulatory approvals and market conditions.
September 29, 2020