All posts tagged "BNY Mellon"
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969EnforcementTougher Enforcement, Regulation on ESG Funds a “Wake-up Call”
DWS whistle-blower Desiree Fixler welcomes enforcement action as necessary to deal with greenwashing.
July 4, 2022 -
682EnforcementUS SEC Probes Goldman Sachs for Suspected Greenwashing
The SEC is reportedly investigating whether disclosures made to clients accurately described the investment practices used by two Goldman funds.
June 15, 2022 -
485Enforcement
DWS CEO Quits Over Greenwashing Accusations
Resignation sparked by German police raids to investigate claims over mis-representation of ESG funds.
June 3, 2022 -
480Enforcement
German Prosecutors Raid DWS Offices Over ESG Claims
"Sufficient factual evidence" has emerged that ESG factors were not taken into account in many investments, contrary to claims made in DWS fund prospectuses.
June 1, 2022 -
493ESG / SustainabilityUS SEC Funds Proposals Aim to Tackle Greenwashing
Asset managers will be required to justify their use of ESG labels under new proposals from the SEC.
May 27, 2022 -
494Fintech / RegtechISLA, ICMA Advance Work to Digitise Industry Documentation
ISLA and Linklaters are working to automate securities lending contract negotation. ICMA is looking to digitise repo documentation.
May 27, 2022 -
552EnforcementUS SEC Fines BNY Mellon Unit for ESG Misstatements
BNY Mellon Investment Adviser stated in documents that all investments in its funds had undergone an ESG quality review, but that this was not always the case.
May 25, 2022 -
649AML / KYCRussia Promises to Contain Economic Fallout from Sanctions
Australia bans alumina exports to Russia. India is working on a rupee-ruble trade arrangement that would allow it to continue buying Russian energy.
March 21, 2022 -
1.0KFeatureSingapore Gets New Methodologies to Assess Responsible AI Use
A new open-source software toolkit has also been published to enable financial institutions to automate the fairness metrics assessment.
February 6, 2022 -
556InternationalSWIFT Launches Instant Cross-border Payments for SME, Retail
Seven banks that have launched 'SWIFT Go' - BBVA, BNY Mellon, DNB, MYBank, SberBank, Société Générale, and UniCredit.
August 2, 2021
