All posts tagged "book building"
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257Securities & TradingSGX-Temasek JV to Digitalise Bond Issuance Workflows
The JV will partner with Covalent Capital to streamline the listing, straight-through processing and settlement of bonds and activities in bond lifecycle management.
January 31, 2021 -
570FeatureSFC Plans to Issue Code of Conduct for Investment Banks – Report
The SFC is reportedly seeking to frame a detailed code of conduct for capital raisings that will cover how investment banks calculate their fees.
November 17, 2020 -
361IndiaSEBI Cuts IPO Listing Time to Just Three Days
The move comes as the country’s securities regulator has extended its timeline to make all retail applications for public equity issues to be paid exclusively using digital payment application, UPI.
November 13, 2019 -
516EnforcementIPO Sponsors, Underwriters Are ‘Guardians of Market Quality’: SFC
The SFC expects sponsors to conduct sufficient due diligence to properly understand and assess the companies seeking to be listed, and to ensure red flags are properly followed up.
October 22, 2019 -
878EnforcementComplex Group Arrangements Compound Margin Financing Risks: SFC
Deputy chief Julia Leung says the SFC is concerned that brokers are using complex trading arrangements to circumvent regulatory oversight, among other supervisory priorities.
June 19, 2019
