All posts tagged "book building"
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388FeatureSFC Cites Conduct, Technology and Climate as Key Priorities
The SFC's latest annual report highlights work to enhance book building and placing practices, regulate fund trustees and custodians, and enhance climate disclosure for fund investors.
June 23, 2022 -
646ChinaCSRC Finalises Enhancements to Shanghai-London Stock Connect
Companies listed in the UK, Switzerland and Germany and "potentially other major markets in Europe" will be able to apply to issue CDRs in China.
February 15, 2022 -
673JapanJSDA to Propose Shorter Time-to-Market for Japan IPOs – Report
The JSDA will propose that IPO subscriptions be allowed during book-building, rather than having investors wait until the offer price is determined.
January 4, 2022 -
235IndiaSEBI Proposes Adjustments to IPO Book Building Framework
SEBI says some issuers have been setting "extremely narrow" price bands to camouflage fixed price issues as book built issues.
October 7, 2021 -
252ChinaSAC Punishes 19 Institutional Investors Over IPO Pricing Violations
The Securities Association of China and Shanghai Stock Exchange found violations of price-setting rules and procedures for STAR Market IPOs.
August 17, 2021 -
619Crypto / Digital AssetsSGX-Temasek JV to Digitalise Bond Issuance Workflows
The JV will partner with Covalent Capital to streamline the listing, straight-through processing and settlement of bonds and activities in bond lifecycle management.
January 31, 2021 -
769FeatureSFC Plans to Issue Code of Conduct for Investment Banks – Report
The SFC is reportedly seeking to frame a detailed code of conduct for capital raisings that will cover how investment banks calculate their fees.
November 17, 2020 -
526IndiaSEBI Cuts IPO Listing Time to Just Three Days
The move comes as the country’s securities regulator has extended its timeline to make all retail applications for public equity issues to be paid exclusively using digital payment application, UPI.
November 13, 2019 -
614EnforcementIPO Sponsors, Underwriters Are ‘Guardians of Market Quality’: SFC
The SFC expects sponsors to conduct sufficient due diligence to properly understand and assess the companies seeking to be listed, and to ensure red flags are properly followed up.
October 22, 2019 -
1.0KEnforcementComplex Group Arrangements Compound Margin Financing Risks: SFC
Deputy chief Julia Leung says the SFC is concerned that brokers are using complex trading arrangements to circumvent regulatory oversight, among other supervisory priorities.
June 19, 2019
