The FCA wants to improve liquidity risk management and stress testing practices. It is also considering whether authorised funds should be able to hold crypto.
February 23, 2023The regulator said the bank's internal organisation did not meet legal requirements, without disclosing further details.
December 23, 2022The agenda includes support for safe crypto adoption, stronger powers to tackle illicit finance, and better fraud protections for consumers.
May 13, 2022Tony Freeman explains why European banks are unlikely to move away from clearing trades through London absent a regulatory mandate.
February 11, 2022FIA calls on regulators to recognise comparable home country regulation to promote more efficient and less costly market access.
October 6, 2021The letters set out a framework for cooperation on regulatory, supervisory and enforcement matters in relation to credit rating agencies.
August 12, 2021New rules will require foreign banks operating in the EU to consolidate their operations under an "intermediate parent undertaking".
May 26, 2021While some of the proposals could be harmful to market participants, the review presents an opportunity to clarify certain elements of AIFMD, says ICMA’s Arthur Carabia.
November 10, 2020The consultation proposes a blueprint for the future regulatory framework that more clearly allocates responsibilities between Parliament, HM Treasury and financial services regulators.
October 22, 2020HKIFA chief Sally Wong reportedly said a move to restrict the delegation model could prompt capital to flow away from the European fund industry.
October 15, 2020