All posts tagged "Brexit"
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234Big PictureFIA Calls for Deference in Derivatives Market Regulation
FIA calls on regulators to recognise comparable home country regulation to promote more efficient and less costly market access.
October 6, 2021 -
309EuropeJapan, UK Regulators Exchange Letters on CRA Supervision
The letters set out a framework for cooperation on regulatory, supervisory and enforcement matters in relation to credit rating agencies.
August 12, 2021 -
171EuropeEU Ramps Up Regulatory Scrutiny Over Foreign Bank Branches
New rules will require foreign banks operating in the EU to consolidate their operations under an "intermediate parent undertaking".
May 26, 2021 -
1.8KAsia-PacificThe AIFMD Review: Potential Impacts for Asia Pacific
While some of the proposals could be harmful to market participants, the review presents an opportunity to clarify certain elements of AIFMD, says ICMA’s Arthur Carabia.
November 10, 2020 -
842EuropeUK Consults on Post-Brexit Regulatory Framework for Financial Services
The consultation proposes a blueprint for the future regulatory framework that more clearly allocates responsibilities between Parliament, HM Treasury and financial services regulators.
October 22, 2020 -
1.0KEurope
HKIFA Warns Against Changing UCITS Delegation Model – Report
HKIFA chief Sally Wong reportedly said a move to restrict the delegation model could prompt capital to flow away from the European fund industry.
October 15, 2020 -
933EuropeEuropean Commission Grants 18 Months Equivalence to UK CCPs
The European Commission says the decision will give financial market participants time to reduce their "excessive" exposures to UK-based CCPs.
September 25, 2020 -
458EuropeFCA Consults on Regulatory Approach for International Firms
The FCA is seeking views on its approach to authorising international firms that wish to provide financial services in the UK post-Brexit.
September 24, 2020 -
1.6KAsia-PacificWhy APAC Should Care About the EU’s AIFMD Review
Though prompted by Brexit, the proposed review of the AIFMD legislation will also have implications for buy-side firms operating in Asia, says industry veteran Tony Freeman.
September 2, 2020 -
2.5KAML / KYCSustainable Supply Chains and the Role Banks Play
Incoming rules from the EU, UK, Singapore and Hong Kong highlight the need for banks to gain a better understanding of the third party and supply chain risks their customers face.
July 15, 2020
