All posts tagged "Bribery"
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331AML / KYCMalaysia Passes Bill to Form New Anti-Financial Crime Body
Expected to launch in January, the National Anti-Financial Crime Centre (NAFCC) will coordinate the efforts of 12 enforcement agencies to tackle financial crime.
October 13, 2019 -
227ChinaChina Antigraft Agency Concludes Probe into Former CSRC Chief
Liu Shiyu has been removed from his government post and had his illegal gains confiscated, but he will remain a member of the CCP due to his cooperation in the probe.
October 7, 2019 -
255Hong KongSFC Imposes Lifetime Ban on Former BoCom Banker
The ban follows an August 2018 conviction, where the former banker was found guilty of soliciting illegal commission payments from a client for stock trading profits.
September 24, 2019 -
295EnforcementHK Court Orders Confiscation of HK$1.46m from Former UBS Exec
The case relates to the 2017 conviction of a former UBS associate director for accepting over HK$1.4mn in bribes from a Shenzhen-based client.
August 21, 2019 -
223ChinaAnother Former Huarong Executive Charged with Corruption
The former chairman of Huarong Investment Stock Corp, Qin Ling, stands accused of using his position to seek benefits for others, accepting bribes, and embezzlement.
August 12, 2019 -
462EnforcementSFC Imposes Lifetime Ban on Former UBS Adviser
More than 10 years ago, the adviser accepted HK$1.4m in bribes from a client, paid at a rate of 20% of portfolio gains.
August 6, 2019 -
514ChinaChina Bank Branch Head Commits Suicide Amid Corruption Probe
China Development Bank's Shandong branch head, Zhong Xiaolong, was reportedly being probed in connection with illegal loan guarantees made by the bank's Jilin branch, where he was a former deputy head.
July 22, 2019 -
944AML / KYCUS Authorities Probe Deutsche Bank Dealings With 1MDB
The DOJ probe is looking into whether Deutsche Bank failed to comply with US AML or foreign bribery laws in the course of raising $1.2bn for 1MDB in 2014.
July 13, 2019 -
1.0KEnforcementEx-JP Morgan Managing Director Charged with Bribery
A former JP Morgan Securities managing director offered to employ the son of a potential client as a reward for "showing favour" in hiring the bank for IPO sponsor work.
May 20, 2019 -
454AML / KYCMalaysia Extradites Former Goldman Banker to US
Extradited from Malaysia, the former Goldman Sachs banker Roger Ng has pleaded not guilty to 1MDB-related charges in the US, and has been released under house arrest.
May 7, 2019
