All posts tagged "Broadridge"
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Press Release
Regulation Asia Awards Broadridge Best Solution in Trade Reporting
Broadridge's multi-jurisdictional, multi-asset class solution provides translation, validation, eligibility and enrichment to ensure trade reporting compliance across jurisdictions.
December 10, 2021 -
272Australia & NZASX Opens DLT-as-a-Service Platform for Production Use
Synfini uses the same underlying technology as ASX's replacement system for CHESS, but is offered as a cloud service to facilitate product innovation.
November 21, 2021 -
5.7KAsia-PacificAddressing Credit Risk Uncertainty Through Collateral & Data
Panellists at a recent Regulation Asia webinar highlighted the importance of sound collateral management and data practices to manage loan loss uncertainty in the year ahead.
December 8, 2020 -
2.1KAustralia & NZLoan Loss Expectations Prompt Need for Collateral Visibility
Collateral is one of the more underutilised credit risk mitigation tools available to banks, and likely to become more important as loan losses mount in the year ahead.
November 12, 2020 -
2.0KJapanSumitomo Mitsui Under Fire for Miscounting Shareholder Votes
Sumitomo Mitsui confirmed that 1,139 shareholder voting forms were not counted even though they were delivered in time.
September 25, 2020 -
1.6KChinaFund Houses Plot China Growth Plans After Rules Relaxed
With full ownership now on the table and various alternatives also open, foreign fund groups in China are weighing how to expand into a fast-changing market with lots of potential.
April 22, 2020 -
29.0K1Asia-PacificRegulation Asia Awards for Excellence 2019 – Results Announcement
Regulation Asia held its second annual Awards ceremony on 13 November 2019 to recognise technology companies, legal and consulting firms, and exchanges that have helped shape the regulatory landscape in Asia Pacific over the past year.
November 14, 2019 -
1.0KAsia-PacificRegulatory Coordination Needed to Reduce Inefficiencies in APAC – Report
With regulation continuing to play a prominent role in Asia over the next five years, China’s Belt and Road initiative is likely to drive increased coordination between the region’s regulators, says a new report from Broadridge and Kapronasia.
September 5, 2018 -
5.5KAsia-PacificAsian Firms at Risk of Drowning Under Wave of Regulation from US, Europe
The wave of financial regulation about to wash over Europe and North America could eventually overwhelm Asian institutions.
November 30, 2017 -
International
Financial Regulations Increasing Operational Risk
New regulations driving rapid data management changes.
August 5, 2014
