Broadridge - Regulation Asia

ASX Opens DLT-as-a-Service Platform for Production Use

Synfini uses the same underlying technology as ASX's replacement system for CHESS, but is offered as a cloud service to facilitate product innovation.

November 21, 2021

3.5K

Asia-Pacific

Addressing Credit Risk Uncertainty Through Collateral & Data

Panellists at a recent Regulation Asia webinar highlighted the importance of sound collateral management and data practices to manage loan loss uncertainty in the year ahead.

December 8, 2020

2.0K

Australia & NZ

Loan Loss Expectations Prompt Need for Collateral Visibility

Collateral is one of the more underutilised credit risk mitigation tools available to banks, and likely to become more important as loan losses mount in the year ahead.

November 12, 2020

1.9K

Japan

Sumitomo Mitsui Under Fire for Miscounting Shareholder Votes

Sumitomo Mitsui confirmed that 1,139 shareholder voting forms were not counted even though they were delivered in time.

September 25, 2020

1.5K

China

Fund Houses Plot China Growth Plans After Rules Relaxed

With full ownership now on the table and various alternatives also open, foreign fund groups in China are weighing how to expand into a fast-changing market with lots of potential.

Regulation Asia Awards for Excellence 2019 – Results Announcement

Regulation Asia held its second annual Awards ceremony on 13 November 2019 to recognise technology companies, legal and consulting firms, and exchanges that have helped shape the regulatory landscape in Asia Pacific over the past year.

November 14, 2019

977

Asia-Pacific

Regulatory Coordination Needed to Reduce Inefficiencies in APAC – Report

With regulation continuing to play a prominent role in Asia over the next five years, China’s Belt and Road initiative is likely to drive increased coordination between the region’s regulators, says a new report from Broadridge and Kapronasia.

September 5, 2018