All posts tagged "Broadridge"
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954JapanSumitomo Mitsui Under Fire for Miscounting Shareholder Votes
Sumitomo Mitsui confirmed that 1,139 shareholder voting forms were not counted even though they were delivered in time.
September 25, 2020 -
1.4KChinaFund Houses Plot China Growth Plans After Rules Relaxed
With full ownership now on the table and various alternatives also open, foreign fund groups in China are weighing how to expand into a fast-changing market with lots of potential.
April 22, 2020 -
18.3KAsia-PacificRegulation Asia Awards for Excellence 2019 – Results Announcement
Regulation Asia held its second annual Awards ceremony on 13 November 2019 to recognise technology companies, legal and consulting firms, and exchanges that have helped shape the regulatory landscape in Asia Pacific over the past year.
November 14, 2019 -
846Asia-PacificRegulatory Coordination Needed to Reduce Inefficiencies in APAC – Report
With regulation continuing to play a prominent role in Asia over the next five years, China’s Belt and Road initiative is likely to drive increased coordination between the region’s regulators, says a new report from Broadridge and Kapronasia.
September 5, 2018 -
4.7KAsia-PacificAsian Firms at Risk of Drowning Under Wave of Regulation from US, Europe
The wave of financial regulation about to wash over Europe and North America could eventually overwhelm Asian institutions.
November 30, 2017 -
International
Financial Regulations Increasing Operational Risk
New regulations driving rapid data management changes.
August 5, 2014
