All posts tagged "Brokerages"
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260EnforcementTemporary Relief to NSE Directors, Brokerages in Algo Case
Three brokerages facing market bans had asked for a temporary stay to close out open futures and options positions.
May 7, 2019 -
320ChinaCSRC Asks Brokers to Issue CDS on Private Company Bonds
The move is aimed at helping private companies to raise funds on the market. CDS products, though new to China, will provide assurances against default.
April 19, 2019 -
323China
CSRC Bars Brokers from Facilitating ‘Shadow’ Margin Financing
The CSRC is prohibiting brokers from any business that could facilitate informal margin financing, which it has flagged as a potential source of risk.
March 14, 2019 -
502Securities & TradingUPDATED – Taiwan Mulls Introduction of Intraday Odd-lot Trading
Currently, odd-lot trades are only permitted in after-hours trading. The introduction of intraday odd-lot trading will boost daily turnover and give retail investors more choice, the FSC says.
February 19, 2019 -
347IndiaIndia to Force Foreign Brokers to Store Data Locally
SEBI plans to mandate that data on Indian customers be stored on local servers, or for a real-time backup to be created to enable access from within the country.
January 15, 2019 -
577ChinaChina’s Securities Firms Under Pressure to Consolidate
M&A activity between domestic brokerages is set to increase, says S&P Global. Consolidation may help local players better compete against foreign entrants.
January 2, 2019 -
383India
SEBI Issues Cybersecurity Framework for Brokers, Depository Participants
Stockbrokers and depository participants will have to formulate a comprehensive cyber security and cyber resilience policy document in accordance with the guidelines by April 2019.
December 4, 2018 -
365ChinaChina Brokers Guard Against Stock-Pledged Loan Defaults – Report
China's brokerages are looking to boost capital to guard against further falls in the markets that could threaten the value of loans backed by stock pledges.
November 9, 2018 -
350Capital Regulation
China’s Listed Companies Receive Support from Brokers
Eleven brokerages have contributed $3.7bn to help listed companies facing liquidity issues, while a new programme is launched to support corporate bond issuances.
November 5, 2018 -
484JapanJapanese Brokers to Seek TSE Compensation for Trading Glitch
Up to 40 brokerages face billions of yen in potential losses on over 100,000 retroactive trades they are duty-bound to make after trading was halted last week due to a connection failure.
October 19, 2018
