All posts tagged "Brokerages"
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234Securities & TradingTaiwan Easing Rules to Encourage More Domestic Investment
In March, the FSC will announce which banks qualify to issue new structured note products, after the regulator eased regulations on the investment targets they can be linked to.
January 7, 2020 -
511KoreaKorea FSS Pledges to Improve Environment for Foreign FIs
At a meeting with bank and asset manager heads, the FSS promised to lower regulatory and operational barriers for foreign firms looking to enter Korea’s financial markets.
December 3, 2019 -
497ChinaCSRC Sets Key Dates for Cancelling Foreign Ownership Limits
The foreign ownership limit will be cancelled next year for futures companies, fund managers and securities firms from 1 January, 1 April and 1 December, respectively.
October 11, 2019 -
406Fintech / RegtechJapan Brokers Form New Body to Develop Rules for STOs
The new association was formed by securities firms SBI, Nomura, Daiwa, Kabu.com, Monex and Rakuten and will seek FSA approval for status as a self-regulatory organisation.
October 7, 2019 -
359Hong KongCivil Unrest Forces Brokers to Exit Hong Kong Market
Since the Hong Kong protests began in June, ten brokerage firms have reportedly exited the market amid lower turnover and shrinking commission revenues.
September 24, 2019 -
608China
CSRC to Use Investor Protection Funds to Bail Out Brokers in Crisis
The draft rules say securities firms would need to provide equivalent collateral for loans from the Investor Protection Fund, which will charge 1.5 times the market lending rate.
July 8, 2019 -
527China
China to Resume Approvals for Domestically Funded Securities Firms
All newly approved brokerages since 2008 have been joint ventures between domestic and foreign investors. But market access should also be broadened to domestic investors, the CSRC says.
July 8, 2019 -
519KoreaS. Korea to Ease Rules for Brokerage, Asset Management Sectors
The FSC is trying to spur competition in the capital market, and encourage the establishment of new brokerages. Only six new brokerages have been set up in Korea since 2010.
June 28, 2019 -
661ChinaPBOC Allows Large Brokers to Take on More Debt
Brokers will be allowed to issue more debt to maintain liquidity in the interbank market. But some say the liquidity crunch is a normal process to restore risk control and force out bad players.
June 26, 2019 -
527China
CSRC, PBOC Ask Leading Brokers to Support Smaller Peers
Nine leading brokerages and fund managers have reportedly been asked to provide liquidity support to smaller securities firms and funds to help ease cash shortfalls.
June 19, 2019
