The CSRC is seeking information on the trading strategies and short-selling activities of quant funds, and their impact on the stock market.
September 26, 2023One person was arrested on bribery charges. Brokerage accounts linked to the manipulation scheme were frozen.
August 30, 2023The FSC said it has confirmed that a "significant number" of CFD accounts were involved in last month's stock crash.
May 17, 2023The investigation is related to a 2018 share issuance for which Hong Kong-listed GF Securities served as an underwriter.
April 21, 2023Regulators are considering allowing shareholders to vote on executive compensation, introducing clawback provisions, and granting new bank approvals, among other measures.
March 6, 2023Exchanges are reporting business as usual, though ION is said to be rebuilding its systems. Cybersecurity firm Crowdstrike will validate.
February 9, 2023The SEC has asked firms including Point72 Asset Management and Citadel to search employees' personal devices for evidence of business dealings via unapproved channels.
February 8, 2023In the study, participants who were rewarded with points for buying and selling stocks made 39% more trades, even though the points had "negligible value."
November 26, 2022The introduction of alternative trading systems will increase competition, boost trading activity, reduce costs for investors, and improve market efficiency.
November 18, 2022October inspections will focus on firms with high volumes of short selling transactions. Probe into crypto-related FX transactions still underway.
August 17, 2022