All posts tagged "Brokerages"
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452ChinaCSRC to Use Investor Protection Funds to Bail Out Brokers in Crisis
The draft rules say securities firms would need to provide equivalent collateral for loans from the Investor Protection Fund, which will charge 1.5 times the market lending rate.
July 8, 2019 -
406China
China to Resume Approvals for Domestically Funded Securities Firms
All newly approved brokerages since 2008 have been joint ventures between domestic and foreign investors. But market access should also be broadened to domestic investors, the CSRC says.
July 8, 2019 -
396KoreaS. Korea to Ease Rules for Brokerage, Asset Management Sectors
The FSC is trying to spur competition in the capital market, and encourage the establishment of new brokerages. Only six new brokerages have been set up in Korea since 2010.
June 28, 2019 -
477ChinaPBOC Allows Large Brokers to Take on More Debt
Brokers will be allowed to issue more debt to maintain liquidity in the interbank market. But some say the liquidity crunch is a normal process to restore risk control and force out bad players.
June 26, 2019 -
394China
CSRC, PBOC Ask Leading Brokers to Support Smaller Peers
Nine leading brokerages and fund managers have reportedly been asked to provide liquidity support to smaller securities firms and funds to help ease cash shortfalls.
June 19, 2019 -
399EnforcementS. Korea: Nine Securities Firms, KSD Face Disciplinary Action
The Korea Securities Depository and nine brokerages are facing penalties for inadequate internal controls over their offshore equities trading
June 11, 2019 -
355EnforcementTemporary Relief to NSE Directors, Brokerages in Algo Case
Three brokerages facing market bans had asked for a temporary stay to close out open futures and options positions.
May 7, 2019 -
383China
CSRC Asks Brokers to Issue CDS on Private Company Bonds
The move is aimed at helping private companies to raise funds on the market. CDS products, though new to China, will provide assurances against default.
April 19, 2019 -
382China
CSRC Bars Brokers from Facilitating ‘Shadow’ Margin Financing
The CSRC is prohibiting brokers from any business that could facilitate informal margin financing, which it has flagged as a potential source of risk.
March 14, 2019 -
549Securities & TradingUPDATED – Taiwan Mulls Introduction of Intraday Odd-lot Trading
Currently, odd-lot trades are only permitted in after-hours trading. The introduction of intraday odd-lot trading will boost daily turnover and give retail investors more choice, the FSC says.
February 19, 2019
