All posts tagged "Brokerages"
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82KoreaKorea Brokers Join Emissions Trading Scheme as Market Makers
Participation by the brokerage firms as market makers will help reduce bid-ask spreads and keep Korea's emissions trading market liquid.
May 25, 2021 -
352ChinaCSRC Fines Fund Manager ¥1.1m for Fraud, Embezzlement
Cornerstone Capital's controlling shareholder was also fined for fabricating the financials of funds managed by the firm.
March 17, 2021 -
238Capital RegulationFSC Korea Issues Revised Capital Markets Rules
The new rules prohibit investors from placing multiple orders for IPO subscription via multiple brokerages and improve Chinese wall regulations
March 16, 2021 -
107KoreaBOK Ends Special Lending Programme as Markets Stabilise
The BOK has decided to end a special lending programme that allowed banks, brokerages and insurers to obtain funding by pledging corporate bonds as collateral.
February 3, 2021 -
214Korea
Korea to Require Brokers, Insurers to Enhance FX Risk Management
Non-banking financial institutions will have to report details about their FX exposures monthly to ensure their FX liquidity remains adequate.
January 21, 2021 -
448Korea
BOK Extends Special Loan Facility for Banks, Brokers, Insurers
To be extended until 3 February, the special lending programme permits banks, brokerages and insurers to take out loans from the BOK against collateral.
November 3, 2020 -
847Securities & TradingTWSE to Launch Market Making System by June 2021
Brokerages electing to serve as market makers will benefit through reduced handling fees, and be allowed to freely choose which eligible shares to trade.
September 9, 2020 -
790EnforcementKorea FSS Formally Launches Probe Into Private Funds Industry
Any misconduct detected during the probe will be referred to prosecutors and follow-up efforts will be made to protect investors. The probe is expected to continue until 2023.
July 21, 2020 -
680Securities & TradingTaiwan: FSC Orders Review of Futures Brokers’ Trading Systems
Investors complained they lost money due to an inability to place orders last week when crude oil dipped into negative prices.
April 27, 2020 -
608IndiaSEBI Amends Margin Framework for Cash, Derivatives Segments
Margin requirements will be lower for positions that are hedged against each other, making some options strategies more feasible for traders.
February 25, 2020
