All posts tagged "Brokers"
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640IndiaSGX Selects Tata Consultancy Services to Power GIFT Connect
The GIFT Connect system will permit SGX members to place orders on NSE IFSC using FIX/proprietary APIs or the TCS BaNCS dealing terminal.
March 18, 2022 -
314InternationalFIA Progresses Initiative to Develop New Derivatives Standards
FIA intends to launch an independent body to be called Derivatives Market Institute for Standards or DMIST in Q2 2022.
March 17, 2022 -
361EuropeUPDATED – LME Forced to Halt Nickel Trading Again
A technical fault permitted nickel trades to execute below a newly installed price limit, after the market was closed for a week.
March 17, 2022 -
448China
LME Set to Reopen Following Nickel Short Squeeze Incident
Chinese nickel producer Tsingshan Holding Group has secured a liquidity facility to help it meet its margin and settlement obligations on the LME.
March 16, 2022 -
283Australia & NZAFCA Proposes New User-Pays Funding Model
Under the new model, about 20% of AFCA members would experience a decrease in fees, while 70% would see no impact.
March 16, 2022 -
579China
Nickel Short Squeeze Prompts Scrutiny from Chinese Regulators
State-owned entities are being asked to provide data on their exposures energy and commodity-linked derivatives contracts.
March 10, 2022 -
775EnforcementSeoul Court Declares Lime Asset Management Bankrupt
Investors lost an estimated KRW 1.7 trillion. Lime Asset Management has a reported KRW 520 billion in debt, compared to just KRW 19 billion in assets, which will be liquidated.
February 24, 2022 -
536ChinaPBOC Official Calls Out ‘Illegal’ Foreign Investment Channels
The PBOC's Sun Tianqi has warned domestic securities firms against using their offshore units to facilitate cross-border securities trading.
February 14, 2022 -
868AML / KYCSFC Fines Zhonghui International Futures for KYC/AML Failures
This is the second fine imposed against a firm over the use of a customer supplied system called Xinguanjia, which allows the creation of subaccounts that can be operated by a third party.
January 21, 2022 -
265Australia & NZASX Introduces Electronic Delivery of CHESS Statements
The electronic delivery of CHESS statements provides a faster, more efficient service for investors, says ASX group executive Tim Hogben.
December 15, 2021
