All posts tagged "business continuity"
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361Big PictureEU Regulators Warn of Cyber Risk, Credit Losses, Market Exuberance
The EBA, ESMA and EIOPA warn of increasingly sophisticated cyber-attacks, deteriorating credit quality, and possible exuberance in markets.
September 13, 2021 -
687Contributed ArticleLessons in Operational & Credit Risk Management for Exchange Members
SGX RegCo's Boon Gin Tan and Grace Mok discuss findings from a survey of exchange members. A new guide on credit risk management has also been released.
September 7, 2021 -
240Asia-PacificThailand SEC Set to Overhaul Mutual Fund Regulations
The SEC proposes more principle-based and flexible requirements for the establishment of new funds and in the investment decision process.
August 17, 2021 -
414Big PictureOECD Offers Policy Advice for Regulating AI in Financial Services
Among the recommendations are the introduction of suitability requirements for AI-driven financial services, and add-on capital buffers based on AI algorithms.
August 17, 2021 -
106Australia & NZNZ FMA Issues Cyber Resilience Guidance for Financial Advisers
Under New Zealand's new financial advice regime, many individuals and entities have not previously been subject to compliance obligations for cybersecurity.
July 30, 2021 -
214ChinaChina to Require Cybersecurity Reviews Before Firms List Overseas
Companies that have personal information of more than 1 million users must submit to a cybersecurity review by the Office of Cybersecurity Review.
July 14, 2021 -
277InternationalIOSCO Finds Gaps in BCP Rules for Trading Venues, Intermediaries
Some jurisdictions have regulatory requirements for critical systems of trading venues that do not extend to outsourced functions.
May 8, 2021 -
286FeatureHKMA Directs Banks to Prepare for OpRisk Rule Updates
The HKMA plans to revise its SPM module on Operational Risk Management to incorporate elements of the revised PSMOR issued by the BCBS.
April 23, 2021 -
427InternationalBCBS Issues Principles for Operational Resilience and Risk
Increasing banks' resilience to absorb shocks from operational risks will provide additional safeguards to the financial system as a whole, the BCBS says.
April 1, 2021 -
239IndiaSEBI Issues Guidelines for MIIs on Handling Disruptions
The new guidelines follow last month's trading halt at the NSE. The exchange has submitted a root cause analysis to SEBI.
March 25, 2021
