All posts tagged "Capital Markets"
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543Asia-PacificUS, Thailand Partner to Strengthen Infrastructure Finance
The cooperative initiative will focus on the development of financial instruments, project finance, the local debt market, and capital markets.
October 30, 2020 -
1.2KFintech / RegtechIndia’s Gift City Regulator Introduces Regulatory Sandbox Framework
All entities operating in the capital market, banking, insurance and pension sectors, as well as individuals and startups from India and FATF-compliant jurisdictions, are eligible.
October 23, 2020 -
549Asia-PacificSri Lanka SEC to Overhaul Capital Market Rules in Stages
"The market has evolved over the past ten years and technology has also raised the bar. There is a need to be in line with the times,” SEC Chairman Viraj Dayaratne told Regulation Asia.
October 13, 2020 -
478KoreaKorea to Amend Law to Protect Private Equity Fund Investors
The revisions will enhance oversight and risk assessment of private equity funds, and prevent illiquid funds from being marketed to retail investors.
October 2, 2020 -
372Securities & TradingTaiwan FSC Considers Changes to Capital Market Rules
The FSC is examining whether to encourage the development of Internet-only securities companies to cater to investors who are increasingly placing orders online.
September 29, 2020 -
2.5KChinaChinese Regulators to Combine QFII, RQFII from 1 November
The move to combine the QFII and RQFII into a single 'qualified foreign investor' regime is aimed at further easing foreign access to China's capital markets.
September 28, 2020 -
546EuropeEU Sets Out Action Plan to Achieve Capital Markets Union
The Action Plan seeks to make financing more accessible to European companies and integrate national capital markets into a genuine single market.
September 27, 2020 -
549AML / KYCStockbrokers’ Association Pushes Back Against AUSTRAC Proposal
AUSTRAC proposed in July to allow brokers to open accounts for new clients with flexibility to complete the customer identification procedure within five days.
September 25, 2020 -
394Australia & NZASIC Issues Report on Debt Capital Raising Conflicts of Interest
ASIC's report, in alignment with a report from IOSCO, offers better practices to manage conflicts of interest and conduct risks in debt capital market transactions.
September 24, 2020 -
588EnforcementKorea to Introduce Civil Penalties for Unfair Trading
Currently, unfair trading activities are punishable under criminal law, but prosecutions often take a long time due to the high burden of proof required.
September 21, 2020
