All posts tagged "Capital Markets"
-
81EuropeEIB Issues First Digital Bond on Public Blockchain
The digital bond issuance was carried out using a distributed ledger for registration and a CBDC for settlement.
May 4, 2021 -
68ChinaPBOC Approves Deutsche Bank as Qualified Primary Dealer
Deutsche Bank has become the first Eurozone bank to be approved as a qualified primary dealer in China.
May 4, 2021 -
56Asia-PacificSEC Thailand Seeks Investigative, Prosecutorial Powers
The SEC seeks powers to investigate and prosecute its own cases and speed up enforcement against capital market violations.
April 30, 2021 -
154Big PictureDTCC Study Highlights Need to Enhance Post-trade Processes
The sell-side is seeking enhancements to reconciliations and confirmations capabilities. The buy-side is focusing on fails and collateral management.
April 23, 2021 -
126JapanJapan Registers First Foreign Firm Through Dedicated ‘Entry Office’
The subsidiary of UK firm Affirmative Investment Management Partners registered to conduct investment advisory and agency business.
April 20, 2021 -
198FeatureNew TSE Chief Eyes ESG Focus In Reorganisation Plan
Chief executive Hiromi Yamaji says the TSE will urge companies to step up efforts on ESG issues based on their market classification.
April 13, 2021 -
245EnforcementMalaysia Regulators Investigate Investment Scam Syndicate
The SC has seized records and devices used by the syndicate as well as taken down servers and blocked websites used perpetrate the scams.
April 1, 2021 -
126InternationalIOSCO Highlights Need for Reliable Going Concern Disclosures
Securities regulators will continue to enforce requirements to recognise, measure and disclose uncertainties about an entity’s ability to continue as a going concern.
March 26, 2021 -
111ChinaSSE Signs Cooperation Agreement with Serbian Bourse
The two exchanges will cooperate in information exchange, cooperative research, personnel exchange, and product development.
March 15, 2021 -
732AML / KYCAddressing Financial Crime Through Data-driven Compliance
Given the rapid growth of digital technologies in financial services, the most effective way to defeat financial criminals today is to 'follow the data', says SWIFT's Heather Lee.
March 13, 2021
