All posts tagged "Capital Markets"
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737EuropeBrexit Shifts Regulatory Powers to Continental Europe
The UK government’s Brexit white paper reveals disappointing support for London’s global role in financial regulations. London could be disintermediated as a financial centre.
July 16, 2018 -
744ChinaASIFMA: China’s Reforms Target Increased Foreign Participation
Beijing-based panellist emphasised the rule of law, clear and transparent regulation and increased competition from foreign intermediaries as key to China’s opening up.
May 17, 2018 -
565Asia-PacificBursa Malaysia Enhances Collective Investment Rules
Unit holder protections, corporate governance, disclosure quality to be enhanced; applicable to REITs, ETFs, closed-end funds.
April 7, 2018 -
613KoreaS.Korea Proposes Asset Manager Remuneration Disclosures
FSC to amend financial services legislation to enhance investor protection by requiring funds to release manager compensation; new rules for easing fund compliance and encouraging crowdfunding also proposed.
March 22, 2018 -
532Asia-PacificMalaysia Establishes Working Group to Digitise Brokerage Industry
The BRIDGe working group will work to enhance operational efficiencies and service standards, promote innovation and reduce brokerage costs.
March 18, 2018 -
619EnforcementMAS, CAD to Jointly Investigate All Capital Markets, Financial Advisory Offences
MAS and CAD will consolidation investigative resources and expertise for all capital market and financial advisory offences, effective 17 March.
March 14, 2018 -
644ChinaEased Listing Rules to Attract Tech IPOs Tops CSRC Work Agenda
CSRC mulling allowing innovative voting structures and ease mandatory profitability requirements for participants in biotech, cloud computing and AI.
March 8, 2018 -
550Asia-PacificThailand, Indonesia Boost Capital Markets Cooperation
Extension of MoU includes cooperation on cross-border transactions, product development, information technology and knowledge sharing.
March 8, 2018 -
778Australia & NZAustralian Sell-side Research Rules Threaten IPO Bonanza
Guidance on sell-side research could disappoint investment bankers who expected a strong year for new listings.
February 19, 2018 -
Asia-Pacific
China Playing Catch-up on Hedge Fund Data Sharing – IOSCO
Although China has set up supervisory mechanisms, it has not yet established an information sharing mechanism to help establish global systemic risk.
November 9, 2017
