All posts tagged "CFTC"
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1.0KEnforcementKRX May Face CFTC Penalty for Violating CCP Rules – Report
Korean media reports indicate the CFTC may take action against KRX as early as this month in response to its failures to comply with regulations for CCPs.
December 21, 2018 -
1.0KEuropeEuropean Commission Unveils No-Deal Brexit Contingency Plan
The 14-point plan includes conditional equivalence for UK CCPs and CSDs as well as delegated regulations to facilitate the novation of OTC derivatives contracts.
December 21, 2018 -
668Australia & NZASIC Signs Fintech Cooperation Agreements with US, Luxembourg
The US and Luxembourg join a string of international jurisdictions that have agreed to cooperate with ASIC in the development of their fintech and regtech sectors.
October 5, 2018 -
721FeatureGiancarlo Proposes Multilateralism in CFTC Cross-border Approach
In a white paper, Giancarlo proposes an alternative cross-border framework that pursues multilateralism and gives deference to non-US jurisdictions with comparable G20 swaps reforms.
October 3, 2018 -
1.5KEnforcementCFTC Imposes Fine on Mizuho Bank in Spoofing Case
A trader placed multiple large orders on CME and CBOT futures contracts from Mizuho's Singapore office with no intention of executing them.
September 25, 2018 -
1.2KFintech / RegtechMAS, CFTC Sign Fintech Cooperation Arrangement
Cooperation arrangement focuses on information sharing and facilitating referrals of fintech firms between Singapore and the US.
September 17, 2018 -
765EuropeISDA Forum: Brexit Negotiations Should Avoid “Brinksmanship”
Regulators at the ISDA conference in Singapore expressed concern about Brexit uncertainty, but were cautiously optimistic that Asia would suffer only minimal impacts in transactions with the EU and UK.
September 13, 2018 -
1.5KEuropeCFTC Will Block Any Effort to Impose EMIR in the US: Giancarlo
Legislative efforts in the EU to bring non-EU clearinghouses under EMIR has elicited sharp responses from the CFTC chairman, who said that only US regulation can apply to US derivatives markets.
September 13, 2018 -
1.0KFeature
CFTC Swaps Reform to Give Deference to Foreign Regulators
The CFTC's approach to swaps regulation to date has been an over-expansive assertion of its jurisdiction, said its chairman Christopher Giancarlo in Japan this week.
September 12, 2018 -
618JapanCFTC Grants Osaka Exchange FBOT Registration Status
Osaka Exchange demonstrates the attributes of an established, organised exchange which is subject to continued oversight by regulators, the CFTC said.
August 23, 2018
