Experts say regulators likely to accept a ‘best efforts’ approach for at least several weeks after MiFID II official implementation deadline.
December 7, 2017Swap dealers or major market participants subject to EC margin rules can assume ‘substituted compliance’ when dealing in US.
October 16, 2017Grip could be set to get even tighter if DOJ proposals on accessing documents, expanding AML predicates are implemented.
July 6, 2017Enhances cooperation and information exchange in the supervision of clearing organisations that operate cross-border.
September 28, 2015The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.
September 23, 2015CFTC issues its first-ever order of exemption from registration as a derivatives clearing organisation to ASX Clear, and is now considering the same for KRX.
August 21, 2015Hong Kong’s Securities and Futures Commission has issued a circular describing the application procedure for certain licensed corporations to deal directly with customers in the United States.
August 17, 2015Singapore Exchange said U.S. investors can now trade its latest suite of Asian index futures with ease.
March 6, 2014The Commodity Futures Trading Commission (CFTC) has approved substituted compliance for six jurisdictions including Australia, Hong Kong and Japan.
December 27, 2013