All posts tagged "China"

• Hong Kong

  AMAC Revokes Licenses of Over 10,000 Funds

  Association aims to restore China's hedge fund industry as managers comply with stricter rules.

  August 2, 2016
• AML / KYC

  CBRC Proposing Tighter Rules for WMPs

  The government’s move aims to prevent shadow-financing risks.

  July 28, 2016
• China

  China’s Growing Fraud Problem

  Kroll’s Violet Ho discusses the cultural and business context of financial fraud in China.

  March 4, 2016
• International

  The Need to Refocus Bank Regulation

  Banking’s dirty secret: no one knows how to make compliance work. What next for the universal banking model?

  November 16, 2015
• China

  China Targets “Black Banks” in Anti-Graft Campaign

  Crackdown on illegal lending and money-laundering operations in a bid to prevent outbound flows of stolen assets.

  October 19, 2015
• Hong Kong

  Hong Kong, China to Strengthen Information Exchange

  Hong Kong's Securities and Futures Commission is looking to strengthen information sharing and cooperation with the China Securities Regulatory Commission to guard against market misconduct.

  October 15, 2015
• China

  China Cracks Down on Illegal Reduction of Holdings

  The China Securities Regulatory Commission has held a two-day hearing for 11 cases involving shareholders illegally reducing their stockholdings.

  October 13, 2015
• China

  China Drafts New Rules to Govern Automated Trading

  China has issued draft regulations governing automated trading on three exchanges which include the adoption of a net daily purchase quota for some securities.

  October 12, 2015
• China

  CSRC Seeks Stronger Supervision of Client Trading at Brokerages

  The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients' transactions.

  October 12, 2015
• China

  China to Boost Lending to Venture Capital-Backed Startups

  The China Banking Regulatory Commission is working on trial measures to encourage banks to make long-term loans to startup technology companies that are financed by venture capitalists.

  October 11, 2015