Independent expert did not identify any deficiencies in the adequacy and effectiveness of SocGen's client money controls.
June 27, 2021ASIC has agreed to set aside a January 2020 decision to suspend AxiCorp’s AFS licence following the imposition of additional licence conditions.
March 15, 2021SocGen pleaded guilty in July for failing to pay client money into segregated authorised bank accounts and for making payments out of a client money account that were not permitted.
October 23, 2020SocGen failed to pay client money into segregated authorised bank accounts and made payments out of a client money account that were not permitted.
July 2, 2020Societe Generale Securities Australia self-reported to ASIC that it deposited client money into unauthorised bank accounts.
June 16, 2020