All posts tagged "client money rules"
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455Australia & NZSocGen Australia Pleads Guilty to Client Money Offences
SocGen failed to pay client money into segregated authorised bank accounts and made payments out of a client money account that were not permitted.
July 2, 2020 -
425Australia & NZ
ASIC Imposes Licence Conditions on Societe Generale Securities
Societe Generale Securities Australia self-reported to ASIC that it deposited client money into unauthorised bank accounts.
June 16, 2020
