All posts tagged "code of practice"
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233Capital RegulationHKMA Finalises Guidance on Implementing OCIR Arrangements
In a new chapter of its code of practice, the HKMA sets out its expectations on the arrangements banks must have in place to maintain operational continuity in resolution.
November 9, 2021 -
190Feature
HKMA Issues New Code of Practice for Banks’ Trust Business
Locally incorporated AIs should ensure their trust subsidiaries comply with the code of practice. Supervisory action may be taken for noncompliance.
November 8, 2021 -
108Australia & NZAustralian Life Insurers Launch Professional Standards Framework
The framework was developed through collaboration between life insurers comprising 95 percent of the gross written premium in the retail life industry.
April 24, 2021 -
304Hong KongHKMA Drafts Guidance on Operational Continuity in Resolution
Operational continuity in resolution is a key aspect of resolution planning for individual banks, the HKMA says.
February 2, 2021 -
1.7KAML / KYCSingapore Crypto Association Publishes Industry Code of Practice
The code is accompanied by a practice guide providing regulatory guidance to facilitate payment services licence applications in Singapore.
August 18, 2020 -
382Australia & NZASIC Urges More Progress to Improve Insurance in Superannuation
ASIC has observed improvements by a "significant number of trustees" as a result of the industry’s implementation of the Insurance in Superannuation Voluntary Code of Practice.
December 18, 2019 -
496Australia & NZACCC Proposes to Re-authorise Mortgage Broking Disciplinary Body
The ACCC typically re-authorises the MFAA for five years. A draft decision to reauthorise it for just two years is to allow it time to make Royal Commission-related changes to its disciplinary rules.
December 12, 2019 -
678Australia & NZACCC Authorises ABA Changes to Banking Code of Practice
The ACCC’s authorisation was needed because changes to the Code to reflect the royal commission recommendations required competing banks to reach an agreement through the ABA.
November 23, 2019 -
951AML / KYC
Singapore Crypto Sector Consults on AML/CFT Code of Practice
The code was facilitated by MAS and developed in consultation with ABS by ACCESS, the Association of Cryptocurrency Enterprises and Start-ups, Singapore.
August 16, 2019 -
925Australia & NZ
Australia: New Banking Code of Practice Set to Take Effect
The ABA's new Banking Code of Practice takes effect from 1 July. Lenders have welcomed the changes, but the FBAA says brokers shouldn't sign the financial abuse declaration form.
June 25, 2019
