All posts tagged "Collateral"
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323IndiaSEBI Tightens Rules on Handling of Client Securities
SEBI has issued new rules governing the management and disposal of client securities held by trading and clearing members.
June 21, 2019 -
435EnforcementComplex Group Arrangements Compound Margin Financing Risks: SFC
Deputy chief Julia Leung says the SFC is concerned that brokers are using complex trading arrangements to circumvent regulatory oversight, among other supervisory priorities.
June 19, 2019 -
654FeatureISDA Calls for Consistency in Implementation of Margin Rules
In order to maximise efficiency, minimise risk and reduce market fragmentation, national regulators must strive for harmonised margin requirements across the globe, ISDA says.
June 18, 2019 -
584Featured ArticlesSFTR: An Opportunity to Upgrade, Automate
DTCC's Val Wotton and Oliver Williams explain the challenges SFTR presents in Asia, and how firms can best prepare in the lead-up to implementation starting in April 2020.
June 17, 2019 -
331Capital RegulationPBOC Extends Liquidity Support to Smaller Banks
Liquidity will be provided by increasing rediscount and standing lending facility quotas, as concerns mount over the potential risks of smaller banks.
June 17, 2019 -
473Asia-PacificBSEC Publishes Draft Rules on Securities Short Selling
The draft rules set out requirements for brokers and dealers in relation to short selling of securities, which is currently prohibited in Bangladesh.
May 7, 2019 -
447Capital RegulationCBIRC Issues Stricter Rules for Banks on Loan Classification
The new rules broaden the range of assets banks have to classify. If more than 5% of a borrower's loans are 90 days past due, all loans from that borrower will be classified as non-performing.
May 2, 2019 -
434Capital RegulationBOK, FSS Launch Joint Audit into Major Banks’ Lending Practices
The focus of the joint audit will be on the small business lending practices at Shinhan Bank, KB Kookmin Bank, Woori Bank and KEB Hana Bank.
April 17, 2019 -
346Fintech / RegtechTaiwan FSC to Launch New Trading Platform for STOs
In new laws expected in June, the FSC will initially allow firms to offer STOs offering interest payments as with bonds, and prohibit companies from offering equity-like tokens.
April 8, 2019 -
464Big PictureSupervisors Should Avoid Fragmenting Clearing Ecosystem – Report
A report from the World Federation of Exchanges and Oliver Wyman urges supervisors to ensure outstanding CCP reforms are implemented in line with agreed principles to avoid fragmentation.
April 8, 2019
