All posts tagged "Compliance"
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334Contributed ArticleAI is Bringing a Generational Change to the RegTech Industry
Artificial intelligence can bring a generational change to the RegTech industry as it strengthens and enhances regulatory and supervisory capabilities, says HKEX’s Lukas Petrikas.
January 8, 2021 -
230Fintech / RegtechBNM Opens Six Month Application Period for Digital Bank Licences
Applicant must demonstrate a commitment to driving financial inclusion. Preference will be accorded to applications where the controlling interest resides with Malaysian nationals.
January 4, 2021 -
158Hong KongHKMA Surveys PE Firms Seeking to Help Manage HK Growth Portfolio
Interested private equity firms, local and overseas, are invited to take part in the survey on or before 22 January 2021.
December 21, 2020 -
136Australia & NZAPRA, ASIC Offer Guidance on Super Fund Obligations
Super funds can capitalise on potential synergies when building systems and processes for their Member Outcomes obligations and Product design and distribution obligations.
December 18, 2020 -
318FeatureTaiwan FSC Cautions New Digital Banks Against Price Wars
Taiwan's new digital-only banks should offer innovative products and services instead of resorting to pricing competitions to attract clients, says FSC Chairman Thomas Huang.
December 17, 2020 -
Press Release
Apiax Named ‘One to Watch’ in Compliance Automation
Apiax was recognised for technology that enables financial institutions to turn complex regulations into digital compliance rules.
December 15, 2020 -
702Contributed ArticleData Storage Rules: A Christmas Present From the SFC
While the SFC's new FAQs on the use of cloud storage make compliance more manageable, licensed corporations still need to weigh their options, says Derek McGibney at Cognitive GRC.
December 11, 2020 -
593FeatureMAS Finalises Environmental Risk Management Guidelines for Banks
MAS has extended the transition period from 12 months to 18 months, and says it will start engaging key banks on their implementation progress from Q2 2021.
December 9, 2020 -
246ChinaCBIRC Penalises Bank of China Over April Crude Oil Losses
Bank of China was fined over 50mn yuan and ordered to correct deficiencies, strengthen compliance awareness and improve risk management.
December 7, 2020 -
129Australia & NZRBNZ Reprimands Pacific International Insurance Over Reporting Failures
The RBNZ says Pacific International Insurance's poor history of non-compliance with regulatory reporting requirements continued despite repeated warnings.
December 4, 2020
