All posts tagged "concentration risk"
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134Capital RegulationPBOC Caps Short-term Debt Financing by Securities Firms
The outstanding balance of short-term financing instruments issued by securities companies shall not exceed 60 percent of net capital.
August 2, 2021 -
229FeatureBNM Sets Out New Draft Policy for E-Money Issuers
The exposure draft proposes to impose additional requirements including on capital for e-money issuers that have "substantial market presence".
June 15, 2021 -
243FeatureSFC Raises Supervisory Focus on Fund Manager Resilience
The SFC is on the lookout for funds with outsized and concentrated bets to prevent an Archegos-type event in Hong Kong.
June 8, 2021 -
706Market InfrastructureMAS Issues Guidance on Managing Risks of Cloud Services
In a new advisory, MAS highlights the key risks and control measures FIs should consider before adopting public cloud services.
June 4, 2021 -
300Capital RegulationPBOC to Limit Short-term Bond Issuance by Securities Firms
Short-term bonds issued by securities firms will subject to a limit of 60% of net capital. The eligibility criteria have also been strengthened.
March 10, 2021 -
555Asia-PacificASIFMA Calls for Harmonised Approach to Public Cloud Regulation
Varying regulatory approaches across jurisdictions pose significant challenges to FIs trying to implement the public cloud as part of their global strategy.
March 2, 2021 -
281Australia & NZPandemic Provides Key Lessons on Outsourcing Risk: APRA
Speaking at a virtual event hosted by GARP, APRA’s Sean Carmody said the pandemic highlighted financial industry dependencies on certain third-party providers.
February 25, 2021 -
401Capital RegulationCBIRC Imposes Further Restrictions on Online Lending by Banks
New rules require banks to contribute no more than 70 percent of the capital when providing loans through an online lending platform.
February 23, 2021 -
373Capital RegulationMAS Proposes Revisions to Requirements for Insurers
MAS proposes to enhance the current requirements relating to enterprise risk management, investment risk management and disclosure practices.
February 23, 2021 -
294Capital Regulation
CBIRC Issues Draft Rules for Banks on Managing Liability Quality
The draft rules set out six aspects of debt quality management that banks will have to incorporate in their systems, as part of efforts to prevent risks.
January 29, 2021
