All posts tagged "Conduct"
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461ESG / SustainabilityHKEX Listing Committee Outlines Policy Agenda for 2022
HKEX will review the IPO eligibility requirements for technology firms, optimise the IPO price discovery process, and enhance ESG standards and climate disclosures.
March 16, 2022 -
691Australia & NZProsecutors Drop Criminal Cartel Case Against Citi, Deutsche
Australia's top prosecutor concluded that there were no longer reasonable prospects of convicting Citigroup, Deutsche Bank and four former executives.
February 14, 2022 -
1.0KCrypto / Digital AssetsBOT Sets Out Plans for ‘New Financial Landscape’
The BOT will introduce virtual bank licences, relax fintech investment limits for banks, promote open data, and establish TCFD aligned disclosure standards.
February 7, 2022 -
1.3KEnforcementPhilippines Passes New Financial Consumer Protection Act
The law empowers financial regulators to enforce standards of business conduct by financial entities and adjudicate on consumer complaints.
February 3, 2022 -
1.1KESG / SustainabilityBNM Unveils Five Year Blueprint to Develop Financial Sector
The blueprint contains plans to advance financial sector digitalisation, develop an open data ecosystem, and improve efficiency in cross-border payments.
January 25, 2022 -
651EnforcementBSP Calls for Passage of New Financial Consumer Protection Act
The Act establishes stronger protection standards for consumers, promotes transparent and responsible pricing, and give regulators more teeth.
January 24, 2022 -
1.4KFintech / RegtechBNM Proposes New Licensing Framework For Digital Insurers
Digital insurers and takaful operators should have a minimum paid-up capital of MYR 40 million during the foundational phase.
January 6, 2022 -
850Australia & NZAustralian Court Fines Mayfair Companies for Misleading Advertising
Four Mayfair companies were fined a combined A$30mn for “deliberately" misleading investors into buying highly speculative and risky investment products.
December 24, 2021 -
542FeatureMAS to Raise Corporate Finance Due Diligence Standards
The new rules will require corporate finance advisers to establish a governance framework for due diligence which includes ensuring the veracity of information obtained.
December 16, 2021 -
ESG / Sustainability
Synpulse Recognised for Work to Address Regulatory Challenges
Synpulse helped clients with ESG gap assessments, periodic KYC review enhancements, and a data management framework uplift project, among others.
December 10, 2021
