All posts tagged "confidentiality"
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228AML / KYCHKEX Publishes Operational Details for New Investor ID Regime
Market system development and testing will start in Q3 2021 and intermediaries will have to develop their internal systems by the end of Q1 2022.
August 16, 2021 -
168Australia & NZNew Zealand to Establish Consumer Data Right Framework
The government will look to align New Zealand's CDR system with the Australian model, rolling it out on a sector-by-sector basis.
July 12, 2021 -
128Market InfrastructureMAS: Remaining Amendments for BAA 2020 Take Effect
Remaining amendments to Regulations, Notices and Guidelines needed for the Banking (Amendment) Act 2020 (BAA) commenced on 1 July 2021.
July 3, 2021 -
378FeatureHKMA Issues Practice Guide on Cloud-based Regtech Solutions
Guidance is provided on the use of APIs to address barriers to adoption created by legacy systems that are inflexible to change.
June 21, 2021 -
119ChinaCBIRC Issues Final Rules on Evaluating Bank Director Performance
The new rules, effective 1 July, will strengthen and standardise performance evaluations of directors and supervisors of banks and insurers, the CBIRC said.
June 2, 2021 -
212AML / KYCEBA Consults on Proposals for Central AML/CFT Database
The central database will serve as an early warning tool to enable competent authorities to act before ML/TF risks crystalise and faciltiate inspections and monitoring.
May 12, 2021 -
583EnforcementHKMA Adjusts Scope of Mandatory Reference Checking Regime
The HKMA has adjusted the scope of the regime, shortened the record retention requirement, and lengthened the time allowed to respond to an MRC request.
May 5, 2021 -
234AML / KYCHK Bourse Offers Guidance on Compliance with BCAN Requirements
Exchange participants are “strongly advised” to strengthen controls and take immediate action to rectify any breaches of BCAN requirements.
March 9, 2021 -
218ChinaCSRC Strengthens Industry Controls to Prevent Insider Trading
Listed companies are required to establish a system for the registration and management of individuals who possess inside information.
February 13, 2021 -
1.1KAML / KYCAnti-Money Laundering a Priority for Incoming Treasury Secretary Yellen
Incoming Treasury Secretary Janet Yellen thanked Congress for passing the AMLA, widely considered to be the most significant overhaul of AML legislation in the US since 2001.
January 25, 2021
