Investments in financial industry sector funds will be prohibited. The SEC will be able to collect employee trading data via an automated electronic system.
February 2, 2023Congress should strengthen disclosure requirements for crypto firms and expand regulators’ powers to prevent misuses of customers’ assets and mitigate conflicts of interest, officials say.
January 30, 2023Former PwC tax partner Peter-John Collins leaked information about confidential tax reforms being proposed at the time.
January 26, 2023SEBI is investigating whether investments in Yes Bank perpetual bonds were made as part of a special deal to benefit Ambani Group companies.
January 20, 2023The rules are aimed at improving the ability of private equity investments to serve the real economy and support innovative businesses.
January 20, 2023The guidelines reflect IOSCO's recommendations and will be implemented as KOFIA best practice from 1 February 2023.
January 16, 2023Bank of Singapore has become the first private bank to adopt the Singapore Stewardship Principles for Responsible Investors.
January 12, 2023Australia's Climate Council said the review "ignores the elephant in the room", namely that too many major emitters are buying ACCUs so they can "continue to pollute as usual".
January 10, 2023The FSS told Shinhan Bank to strengthen its fraud detection system and Woori Bank to improve its post-sale management of fund products.
December 23, 2022High-level ECB officials can only invest in publicly listed, broadly diversified funds with a medium to long-term perspective.
December 21, 2022