The amendments update the requirements pertaining to customer margining and introduce rules to govern the use of algorithmic trading.
September 21, 2023Licensees will have to board-approved policies for listing and delisting coins. NYDFS asks firms to start drafting their coin-delisting policies now.
September 20, 2023IOSCO says a "prolonged borrower-friendly environment" has given rise to vulnerabilities in leveraged loan and CLO markets.
September 15, 2023Two Fubon employees and one Prudential employee mirrored the trades of the funds they were managing, using third-party accounts.
September 13, 2023The recommendations are predicated on the need to identify "responsible persons", regardless of the operating model of the DeFi arrangement.
September 8, 2023The review assessed how banks, insurers and superannuation entities are approaching implementation of the new remuneration standards under CPS 511.
September 7, 2023Three ESG rating agencies have adopted the guidelines, and launched a new self-regulatory body for Korea's ESG evaluation market.
September 1, 2023RBNZ's Kate Le Quesne said the new connected exposures policy aligns with the capital adequacy framework and supports financial stability.
August 25, 2023Aggressive sales practices, abusive debt recovery practices, and excessive fees and interest charges are prohibited.
August 25, 2023The BSP specifies a one-year transition period to allow unit investment trust funds to review their benchmarks and make changes where needed.
August 14, 2023