All posts tagged "contingency planning"
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1.1KInternationalJapan FSA Issues Guidance on Preventing Archegos-style Incidents
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
April 24, 2022 -
604FeatureSFC Directs Licensed Corporations to Plan for Contingencies
The SFC expresses concern that some licensed firms may not have plans in place to deal with financial distress or the sudden unavailability of key staff.
March 7, 2022 -
930Australia & NZAPRA Commences Initiative to Modernise Prudential Architecture
APRA says there will be a need for innovation in regulation and new rules, including to address how crypto-assets are treated for prudential purposes.
February 2, 2022 -
516Australia & NZ
APRA Seeks Information from Super Trustees on Financial Resilience
APRA has issued a discussion paper seeking to better understand current and emerging approaches for managing financial resources.
November 23, 2021 -
392Australia & NZ
APRA Urges Smaller Banks to Identify Possible Merger Partners
APRA's John Lonsdale said the general quality of recovery plans amongst smaller banks was weaker than the regulator would like, and they may have fewer recovery options.
December 7, 2020 -
562Australia & NZASIC Issues Guidance on Managing LIBOR-related Conduct Risk
The new guidance is aimed at assisting entities in establishing necessary arrangements to mitigate conduct risk associated with the discontinuation of LIBOR.
December 1, 2020 -
626Big PictureEffective Governance, Regulation Can Mitigate Cyber Risk: Moody’s
Regulators can help to mitigate the cyber threat by promoting contingency planning in banking and enabling information sharing among banks and regulators.
October 25, 2019
