The enforceable undertaking binds Gold Corporation to completing its AML/CTF remediation programme by 30 April 2025.
November 23, 2023Judgment-based adjustments to address model and data limitations should be supported by appropriately documented analysis and robust controls and governance.
October 20, 2023The paper outlines how escalating cyber threats have resulted in the development of “second-generation” cyber regulations.
June 16, 2023FIs that regularly conduct marketing and distribution activities would have to identify senior managers to exert oversight over these activities.
April 26, 2023SGX RegCo said it has considered actions already taken by MAS and the interests of the market, and decided to impose additional requirements on UOBKH.
December 29, 2022Attacks have proliferated due to the increased use of technology, continued adoption of cryptocurrencies, and the emergence of Ransomware-as-a-Service models.
December 23, 2022Restructuring specialist John J Ray says FTX's failure is the worst he has ever seen, citing control failures and the "complete absence" of trustworthy financial information.
November 18, 2022Online bond platform providers must have a stockbroker registration certificate from SEBI and be registered with the stock exchange.
November 17, 2022Fixed income dealers should establish clear prohibitions on the use of unapproved communication channels, ASIC says.
October 27, 2022The FSC is seeking to strengthen controls around the interactions and communications between financial institutions and their major shareholders.
October 24, 2022