All posts tagged "Cordium"
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2.5KContributed ArticleSFC Fund Manager Code of Conduct Compliance Checklist
With the SFC's FMCC compliance deadline about one month away, fund managers need to have key components in place, says Cordium's Derek McGibney.
October 12, 2018 -
1.2KContributed Article
SFC Fund Manager Code of Conduct – Five Steps to Compliance
Investment management firms with operations in Hong Kong must turn their attention to the new SFC Fund Manager Code of Conduct, which comes into force in four months.
July 17, 2018 -
1.4KAML / KYCGRC – The Path to Managing Regulatory Change Intelligently
Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
June 29, 2017
