MAS identified issue managers that did not perform conflict-of-interest checks, background checks on EDs and controlling shareholders, and site visits to issuers' material assets.
April 18, 2023SGX RegCo said it has considered actions already taken by MAS and the interests of the market, and decided to impose additional requirements on UOBKH.
December 29, 2022More granular information on SMEs will be added to the public credit registry. Additional measures will enhance competition in the credit rating market.
December 29, 2022SBI Digital Markets will advise on corporate finance, deal in capital markets products, and provide custodial services.
September 22, 2022UOBKH failed to implement adequate controls for its corporate finance business and to ensure it was subject to internal audit.
September 1, 2022The framework will help LEAP Market companies transfer to the ACE Market, which offers a "more robust listing environment" and is open to the public.
August 11, 2022MAS' latest enforcement report includes a new section providing updates on cases relating to Noble Group, Hyflux, Eagle Hospitality Trust, and Hui Xun Asset Management.
April 29, 2022The toolkit is applicable to CMS licensees that deal in capital markets products, advise on corporate finance, or provide product financing, custodial services or credit rating services.
March 31, 2022The compliance toolkits will provide regulated entities with a simple reference on the common applications, forms and submission requirements.
March 15, 2022Paxos will gain a DPT licence under the Payment Services Act. Sygnum will provide fund unit tokenisation and securitise NFTs and metaverse assets.
March 11, 2022