Two Fubon employees and one Prudential employee mirrored the trades of the funds they were managing, using third-party accounts.
September 13, 2023The revised G20/OECD Principles of Corporate Governance were also endorsed at the G20 Leaders Summit in India at the weekend.
September 13, 2023The revisions will help to build investor confidence and better align corporate governance practices in Sri Lanka with international standards.
September 12, 2023Investors with at least 10% of a REIT's units can nominate directors. The amendments also introduce the concept of self-sponsored REITs.
August 24, 2023CTBC Financial was regularly inviting a major shareholder to attend group meetings and executive dinners, though he was not an authorised person.
August 15, 2023Mainland issuers seeking a listing in Hong Kong will have to submit to HKEX a CSRC notification that confirms their completion of the Mainland filing procedures.
July 24, 2023The role of CEOs has been made more specific, compliance officers will have a supervisory role over employees, MLROs will need at least two years of AML experience.
July 21, 2023The guidelines will cover CEO appointments, management succession procedures, and evaluation and supporting systems for independent directors.
July 20, 2023The new disclosure norms by SEBI aim to enhance transparency and accountability in corporate governance practices of listed entities.
July 15, 2023The SFC and AFRC will work together to address misconduct involving dubious loans issued by listed companies to third parties.
July 14, 2023