All posts tagged "CRAs"
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355IndiaSEBI Issues Operational Guidelines for DLT-based Platform
The new DLT-based platform is designed to monitor security creation, covenants and asset cover of non-convertible securities.
April 25, 2022 -
439EuropeEuropean Commission Consults on ESG Ratings Market
The consultation will feed into an impact assessment being prepared this year to evaluate whether a policy initiative on ESG ratings is needed.
April 14, 2022 -
322India
SEBI Standardises Industry Classification Framework for CRAs
The standardised framework will help enable uniformity in the classifications being used across sectors and in the securities market, SEBI said.
April 11, 2022 -
334InternationalIOSCO Updates, Expands Principles on Outsourcing
IOSCO's principles on outsourcing have been updated to include trading venues, intermediaries/market participants acting on a proprietary basis, and CRAs.
November 1, 2021 -
202Fintech / Regtech
Depositories to Develop Platform for Monitoring Security Creation: SEBI
SEBI is asking issuers, debenture trustees, and credit rating agencies to carry out necessary changes to ensure readiness to use the new DLT-based platform.
August 18, 2021 -
368EuropeJapan, UK Regulators Exchange Letters on CRA Supervision
The letters set out a framework for cooperation on regulatory, supervisory and enforcement matters in relation to credit rating agencies.
August 12, 2021 -
294India
SEBI Issues Guidelines for CRAs on Issuing Provisional Ratings
Credit rating agencies cannot assign a rating, including provisional decisions, to an issuer or client evaluating strategic decisions.
May 1, 2021 -
223Big Picture
IOSCO Reviews Impact of Govt Support on Credit Ratings
Government support measures played a “significant role” in alleviating the downward pressure on credit ratings, IOSCO found in its review.
February 16, 2021 -
817Enforcement
SEBI Quadruples Penalties Against CRAs Over IL&FS Failures
In December, SEBI issued INR 2.5 million penalty orders against ICRA, India Ratings & Research and Care Ratings. This has been raised to INR 10 million.
September 27, 2020 -
1.7KCapital RegulationToo Big to Fail: Markets Abhor a Vacuum
Some characteristics of the TBTF challenge are specific to Asia, but these may be intractable from ‘winner-takes-all’ capitalism and national interests, writes industry veteran Jamie Lloyd Evans.
September 24, 2020
