All posts tagged "Credit Rating Agencies"
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506Australia & NZASIC ‘Well-Placed’ to Manage Impacts of No-Deal Brexit
ASIC says it is carefully monitoring developments and has been liaising closely with UK and Australian authorities to plan for potential Brexit-related impacts.
February 8, 2019 -
215Australia & NZAustralia Consults on ASIC Industry Funding Levy Amendments
Australia released new draft regulations to make technical amendments to the levies in the industry funding framework; consultation closes on 14 May 2018.
April 26, 2018 -
259Australia & NZ
ASIC Publishes Credit Rating Agency Review
Credit ratings agencies found lacking on compliance testing and board reporting.
February 18, 2018 -
260IndiaIndia Overhauls Credit Rating Agency, Fund Sponsor Regulations
Securities regulator increases net worth requirement for agencies, requires separate legal entities for ‘non-core business’.
January 2, 2018 -
500Asia-PacificESMA to Bring 3rd-country CRAs, Trade Repositories Under EU Supervision
ESMA executive director Verena Ross says more than 200 non-EU trading venues have asked for exemptions from MiFID II post-trade transparency, position limits.
December 4, 2017
