All posts tagged "Credit Rating Agencies"
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647Australia & NZSingapore, Australia Benchmarks Gain EU Equivalence, CRAs Lose It
The European Commission has adopted equivalThe European Commission has adopted equivalence decisions for Australian and Singapore financial benchmarks, but repealed existing equivalence for credit rating agencies.ence decisions for financial benchmarks administered in Australia and Singapore, but repealed existing equivalence decisions...
July 30, 2019 -
1.1KChinaChina Announces 11 Measures to Open Up Financial Sector
The measures ease restrictions on foreign investment in securities firms, asset management companies, FX brokerage, insurance and pension management, among others.
July 22, 2019 -
593Hong KongSFC Warns Credit Rating Agencies of Model Risk
The SFC highlighted insufficient validation of credit rating models, inconsistencies between models and methodology, and inadequate validation of third-party models.
May 30, 2019 -
695Australia & NZASIC ‘Well-Placed’ to Manage Impacts of No-Deal Brexit
ASIC says it is carefully monitoring developments and has been liaising closely with UK and Australian authorities to plan for potential Brexit-related impacts.
February 8, 2019 -
322Australia & NZAustralia Consults on ASIC Industry Funding Levy Amendments
Australia released new draft regulations to make technical amendments to the levies in the industry funding framework; consultation closes on 14 May 2018.
April 26, 2018 -
362Australia & NZ
ASIC Publishes Credit Rating Agency Review
Credit ratings agencies found lacking on compliance testing and board reporting.
February 18, 2018 -
347IndiaIndia Overhauls Credit Rating Agency, Fund Sponsor Regulations
Securities regulator increases net worth requirement for agencies, requires separate legal entities for ‘non-core business’.
January 2, 2018 -
613Asia-PacificESMA to Bring 3rd-country CRAs, Trade Repositories Under EU Supervision
ESMA executive director Verena Ross says more than 200 non-EU trading venues have asked for exemptions from MiFID II post-trade transparency, position limits.
December 4, 2017
