All posts tagged "Credit Suisse"
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73ChinaCSRC Releases Latest Grades for Securities Firms
Goldman Sachs Gaohua Securities, Morgan Stanley Huaxin, and Credit Suisse Founder Securities made the list for the first time.
August 2, 2021 -
158Contributed ArticleFamily Offices Should Start Behaving Like Regulated Entities
Family offices should be reviewing their governance and risk management frameworks in light of the Archegos collapse, says Marie Gervacio.
July 30, 2021 -
144EuropeIndependent Report Finds Risk Control Failures at Credit Suisse
The report indicates that the risks were known, but responsible parties in the first and second lines simply failed to act.
July 30, 2021 -
69EnforcementRBI Penalises Fourteen Banks Over NBFC Lending
The banks include Credit Suisse, Central Bank of India, SBI, Bank of Baroda, Bank of Maharashtra, IndusInd Bank, and Indian Bank, among others.
July 13, 2021 -
162EuropeFrench, Swiss Central banks Partner to Test Wholesale CBDC
Project Jura will investigate the potential benefits and challenges of wCBDC in settling cross-border payments.
June 11, 2021 -
126Asia-PacificTransparency & Data Needed to Fuel Green Equity Growth
The evolving asset class still presents risks due to differing definitions, transparency levels and data quality, according to panellists at an ASIFMA conference.
June 4, 2021 -
107EnforcementSEC Penalises S&P Dow Jones Indices for Disclosure Failure
The SEC settled charges against S&P DJI for the dissemination of stale index values which resulted from an undisclosed quality control feature.
May 22, 2021 -
306FeatureBank Losses from Archegos Collapse to Exceed $10bn
New disclosures from UBS and Nomura have raised estimates of the total losses to banks to over $10.5bn.
April 29, 2021 -
178Enforcement
FINMA Opens Probe Into Credit Suisse Archegos Losses
The Swiss regulator said it will appoint a third-party agent to investigate “possible shortcomings in risk management” at Credit Suisse.
April 24, 2021 -
210Market InfrastructureStanChart Commits to Cutting Emissions in Shipping Portfolio
Standard Chartered has joined 25 other signatories to the Poseidon Principles, a global framework that targets carbon emission cuts in the shipping industry.
April 22, 2021
