Adani Group's share sale successfully closed in the face of fraud allegations, but the conglomerate decided not to proceed. SEBI is looking for irregularities.
February 2, 2023Credit Suisse's resolution plan had two deficiencies relating to its cash flow forecasting capabilities and governance for its US operations. BNP Paribas had one shortcoming.
December 20, 2022Former precious metals trader faces up to 30 years in prison for placing deceptive orders intended in COMEX gold and silver futures.
December 14, 2022ESMA decision will block EU banks from dealing with Indian CCPs after 30 April 2023. India faces similar standoffs with UK and Japanese regulators.
November 14, 2022FINMA will monitor Credit Suisse to ensure it meets all of its regulatory requirements during the implementation of its restructuring programme.
November 1, 2022Credit Suisse has been cleared of FX rigging charges and settled separate cases with French and US prosecutors.
October 26, 2022The hedge fund manager used non-public information from a market sounding call to trade short swaps on a KRX-listed stock.
October 3, 2022The 16 firms agreed to pay a combined $1.82bn for failing to preserve staff communications on personal mobile devices, messaging apps and emails.
September 29, 2022The deal would make Credit Suisse the latest global bank to control 100% of its onshore securities venture after JP Morgan and Goldman Sachs.
September 12, 2022US regulators are expected to announce penalties in the coming weeks over the use of unauthorised messaging apps for business communications.
August 3, 2022