All posts tagged "Credit Suisse"
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476Australia & NZASIC Penalises Credit Suisse for Breaching Trading Rules
Credit Suisse did not match client orders for on-market buy-backs on an order book as is required by ASIC's market integrity rules.
July 6, 2020 -
399China
Credit Suisse Takes Control of China Securities JV
The CSRC granted Credit Suisse approval to raise its shareholding in the joint venture in April, from 33.3% to 51%.
June 2, 2020 -
1.4KBig PictureRegulatory Initiatives to Address Culture & Conduct Risk in Banking
In its latest annual Compendium, Starling draws on survey findings and commentary from regulators to identify ten culture and conduct trends in the banking sector.
May 11, 2020 -
863FeatureSingapore: HSBC Seeks Court Order to Replace ZenRock Management
ZenRock is the latest Singapore commodities trader to come under scrutiny, for allegedly using the same cargo to secure financing from multiple banks.
May 8, 2020 -
414China
CSRC Approves Credit Suisse Majority Control of Securities JV
The approval allows Credit Suisse to raise its stake in a joint venture with Founder Securities from 33.3% to 51%, making it the latest foreign firm to gain majority control of a domestic brokerage in China.
April 20, 2020 -
424ChinaChina’s Top Two Brokerage Firms Explore Merger – Report
A merger between Citic Securities and CSC Financial would create a $67bn investment bank, surpassing the market cao of most other foreign competitors.
April 14, 2020 -
1.1KChinaCSRC Opens Investigation into Fraud at Coffee Chain
The chief operating officer of Nasdaq-listed Luckin Coffee, along with his employees, are said to have fabricated about $310mn worth of sales transactions.
April 6, 2020 -
1.1KChinaGoldman, Morgan Stanley Approved to Control China Securities JVs
The two US banks have approval to raise their stakes in their securities joint ventures to 51%. On 1 April, foreign ownership caps for securities firms and fund managers will be scrapped entirely.
March 30, 2020 -
395Hong KongHKEX Abandons Pursuit of London Stock Exchange Merger
HKEX says the merger is still strategically compelling but it has not been able to engage with LSEG's management in realising its vision.
October 8, 2019 -
483Europe
HKEX Enlists Investment Banks to Help with LSEG Bid
HKEX has reportedly brought in UBS, Credit Suisse and HSBC to help it engage with LSEG shareholders and provide advice on its recently-rejected bid to takeover the London bourse.
September 24, 2019
