All posts tagged "crowdfunding"
-
650Capital RegulationS. Korea Advances OTC Derivatives Reforms
Cabinet-approved legislative revisions will introduce an OTC derivatives reporting requirement, a licensing system for trade repositories, and penalties for circumventing margin rules.
July 3, 2020 -
929Fintech / RegtechFSC Korea to Enhance Regulatory Framework for Crowdfunding
SMEs will be allowed to raise funds through crowdfunding platforms, and the capital raising limit will be raised, among other enhancements to the existing framework.
June 17, 2020 -
486Feature
FSC Korea Unveils 2020 Roadmap to Stimulate Capital Markets
The FSC's plans include the development of a high yield corporate bond market, an overhaul of securitisation regulations, and looser rules on securities firms providing capital to SMEs, among others.
March 5, 2020 -
797Australia & NZBill Passes to Enhance ASIC’s Fintech Regulatory Sandbox
Under the amendments, firms will be able to test a wider range of new financial and credit products and services without a licence from ASIC, for a longer time.
February 12, 2020 -
2.3KAML / KYCEBA Consults on Revised ML/TF Risk Factors Guidelines
The proposed changes will significantly strengthen Europe’s AML/CFT defences and foster greater convergence of supervisory practices, the EBA says.
February 7, 2020 -
1.1KAML / KYCChina Ramped Up AML/CTF Enforcement in 2018, PBOC Report Shows
Enforcement of AML/CTF rules increased in 2018, evidenced by a 41% increase in fines levied. Firms in non-financial sectors have also been brought under the PBOC’s AML/CTF supervision ambit.
November 14, 2019 -
1.3KAsia-PacificPhilippines SEC Approves Crowdfunding Rules
The Philippines SEC has issued rules governing the operation and use of equity- and lending-based crowdfunding to help smaller firms access financing.
July 10, 2019 -
1.2KChinaSFC Warns FX Brokers Against Servicing Mainland Clients
Licensed corporations and their controlling entities are asked to review the legality of the services they offer, and immediately discontinue “unauthorised or illicit activities”.
June 18, 2019 -
725MalaysiaSC Malaysia Issues Property Crowdfunding Rules
Malaysia's Securities Commission has released guidelines for property crowdfunding, while also authorising new equity crowdfunding and P2P platforms.
May 21, 2019 -
679Korea
Korea to Ease Rules for Crowdfunding, Fund Management
The FSC plans to submit the bill easing crowdfunding and fund management regulations to the national legislature later this month, where it will be subject to further deliberation.
May 9, 2019
