All posts tagged "Culture"
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258FeatureMAS, ABS Offer Guidance on Managing Remote Working Risks
The paper looks at possible risks to FIs in the areas of operations, technology, information security, fraud, staff misconduct, among others.
March 3, 2021 -
277Asia-Pacific2021 Will Demand a Different Culture of Compliance
Quincy Tse discusses how firms can cultivate and promote a culture of compliance even as remote work arrangements continue to be commonplace.
February 24, 2021 -
183Australia & NZBEAR Has Brought Desired Culture Changes at Banks: Research
New research from Macquarie University has found that the BEAR has changed behaviour and culture at banks for the better.
February 19, 2021 -
248Hong KongHKMA Raises Expectations for Bank Codes of Conduct
Codes of Conduct should include provisions to address conflicts of interest, promote a culture of accountability and encourage staff to report unethical practices.
February 15, 2021 -
87ChinaCBIRC Asks Insurance Groups to Improve Governance Mechanisms
The CBIRC released the results of its first evaluation of corporate governance of insurance groups. None of the 10 participating groups top marks.
February 8, 2021 -
95Asia-PacificSri Lanka Issues Good Practices Guidelines for Stockbrokers
The guidelines are mandatory and require immediate implementation. Three months' grace is given for a new cap on investment advisor commissions.
January 27, 2021 -
562AML / KYCLessons Learned From APAC’s Landmark Year of AML Fines
Drawing from landmark penalties in 2020, FINTRAIL’s Payal Patel and Sara Abbasi identify key lessons to help financial institutions guard against financial crime.
January 20, 2021 -
557Featured ArticlesAsia Has an Opportunity to Demonstrate Global RegTech Leadership
Hong Kong, Singapore and Tokyo each have an opportunity to demonstrate global leadership in the regtech sector, according to a panel of experts hosted by the Asia Society's Hong Kong Center.
January 18, 2021 -
222Australia & NZASIC Demands Better Practices to Improve Audit Quality
ASIC is currently considering or progressing enforcement action for auditor misconduct in twelve cases, as part of efforts to improve audit quality.
December 30, 2020 -
775Australia & NZAustralia Gets New Guidance for Internal Auditors in Financial Services
The Better Practice Guide was developed by industry practitioners with APRA and ASIC serving as vocal observers and EY and KPMG providing secretariat support.
November 29, 2020
