All posts tagged "Culture"
-
677Australia & NZRBNZ Consults on Draft Guidance on Cyber Resilience
The guidance aims to raise awareness of, and ultimately promote, the cyber resilience of the financial sector, especially at the board and senior management level.
October 20, 2020 -
1.1KAustralia & NZNZBA Issues Guidelines for Banks on Serving Customer Needs
The guidelines were developed in consultation with the FMA and build on the banking industry’s work following the 2018 conduct and culture review.
October 3, 2020 -
1.5KAML / KYCHKMA to Enhance AML/CFT Supervision Through Data & Tech
The HKMA intends to increase its engagement and data collection, make better use of data, and utilise suptech tools to enhance its AML/CFT supervision.
September 30, 2020 -
1.5KAustralia & NZGCRA: Little More Than Acting the Part
We need real-time insights into cultural drivers of behaviour rather than backward-looking surveillance systems designed to catch bad actors after-the-fact.
September 18, 2020 -
683EnforcementUS Regulators to Reprimand Citigroup Over Risk Management
The Federal Reserve and OCC are expected to require Citigroup to develop and execute a plan to improve its risk management systems.
September 17, 2020 -
995IndiaRBI Sets Out Guidelines on Bank Compliance Function
The guidelines are aimed at ensuring a uniform approach with regard to compliance and risk management culture across the banking industry.
September 14, 2020 -
2.2KContributed ArticleA Detailed Look at MAS’ New Accountability Guidelines
Grace Chong and Si Rong Low at Simmons & Simmons JWS detail the key points of MAS’ final guidelines on individual accountability and conduct.
September 11, 2020 -
1.5KFeatureMAS Finalises Individual Accountability and Conduct Guidelines
Financial institutions are expected to strengthen senior manager accountability and promote a culture of ethical behaviour. The guidelines take effect on 10 September 2021.
September 10, 2020 -
544ChinaChina Banking Association Publishes New Code of Ethics
The new Code will establish a system to "blacklist" and "greylist" banking practitioners who violate laws, regulations and discipline, and impose new obligations on senior managers.
September 9, 2020 -
1.4KAustralia & NZAustralia Senate Committee on Fintech, Regtech Publishes Interim Report
The committee has categorised the material presented under: Covid-19 issues, tax, regulation, access to capital, skills and talent, and culture.
September 4, 2020
