All posts tagged "Culture"
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181Australia & NZPCAOB Fines KPMG Australia Over Training-related Misconduct
Cheating in online training tests was found to be widespread within the audit practice. KPMG Australia sanctioned 1,131 individuals.
September 16, 2021 -
119Australia & NZAPRA Finds Praise in Survey of Regulated Entities
APRA’s supervision helps to protect banking, insurance and superannuation industries, say 95 percent of regulated entities.
September 9, 2021 -
208Hong KongHKMA Urges Continued Momentum in Bank Culture Efforts
Culture is the "invisible glue" that holds a bank together and assumes an even more critical role during the pandemic, says the HKMA's Arthur Yuen.
September 9, 2021 -
371Contributed ArticleLessons in Operational & Credit Risk Management for Exchange Members
SGX RegCo's Boon Gin Tan and Grace Mok discuss findings from a survey of exchange members. A new guide on credit risk management has also been released.
September 7, 2021 -
157Australia & NZ
APRA Focuses on Resilience in Updated Corporate Plan
APRA will look to enhance resilience in the financial system, including cyber resilience, while also transforming governance, risk-culture, remuneration and accountability.
August 30, 2021 -
116Australia & NZASIC Prioritises Economic Recovery in New Corporate Plan
ASIC's key external priorities for the next four years include the economy, innovation, consumer harm, cyber resilience, and industry readiness for regulatory reforms.
August 27, 2021 -
132ChinaAMAC Issues Conduct Guidelines for Managers of Retail Funds
Directors, supervisors and senior managers should "lead by example" and consciously advocate the implementation of a healthy industry culture.
August 20, 2021 -
108Australia & NZ
Australian Court Issues Fines in First Criminal Case of Bad Audits
EC Audit and its former director Robert James Evett have been convicted and sentenced to pay fines for failing to follow auditing standards.
August 19, 2021 -
170TaiwanTaiwan FSC Issues Guidelines on Bank Inspections
The FSC says a key objective of the guidelines is to introduce innovative technology including big data analysis into the inspection process.
August 3, 2021 -
154Asia-PacificSEC Philippines Launches New Fintech Innovation Office
The PhiliFintech Innovation Office will serve as the first point of contact for existing fintech companies and help the SEC regulate fintech activities.
August 2, 2021
