All posts tagged "Culture"
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410FeatureHKMA Reveals Preliminary Findings from Bank Culture Assessments
HKMA executive director Alan Au says banks generally agree with the need to foster sound bank culture and have been implementing a range of culture enhancement initiatives.
January 16, 2020 -
312Featured ArticlesVideo: Understanding MAS’ IAC Guidelines with Herbert Smith Freehills
Regulation Asia sat down with Natalie Curtis, Partner at Herbert Smith Freehills, to understand MAS' new framework on individual accountability and conduct, ahead of its formal introduction expected in early 2020.
January 13, 2020 -
1.0KAML / KYCTechnology to Drive Regulatory Agenda in 2020: Thomson Reuters
Technology has displaced the 2008 financial crisis as the main issue driving the international regulatory agenda, says a new report from Thomson Reuters.
January 9, 2020 -
309MalaysiaBNM Issues Draft Responsibility Mapping Framework for FIs
The framework will ensure that responsibilities and accountabilities for key functions at financial institutions are clearly allocated to appropriately senior and competent individuals.
December 30, 2019 -
382EnforcementFSA Orders Insurance Sales Halt at Japan Post Amid Misconduct Findings
Two Japan Post Holdings subsidiaries are required to suspend insurance product sales for three months and submit business improvement plans by end-January.
December 28, 2019 -
516Press ReleaseRegulation Asia: Top Ten Contributed Articles for 2019
This list presents the most-read contributed articles published by Regulation Asia in 2019, based on aggregated user traffic analytics.
December 20, 2019 -
406AML / KYCBursa Malaysia Adds Anti-Corruption Measures to Listing Requirements
New requirements to have anti-corruption and whistle-blowing policies in place will promote better governance, accountability and transparency for investors.
December 20, 2019 -
243AML / KYCAPRA Investigates Westpac, Imposes Capital Surcharge
APRA's investigation will focus on the conduct that led to Westpac's alleged 23 million AML breaches, and whether its senior managers breached the Banking Act, including the BEAR.
December 17, 2019 -
284Australia & NZRBNZ Orders ANZ New Zealand to Improve Director Attestation Processes
A report from Deloitte shows some level of complacency in ANZ’s director attestation framework, but no evidence of a culture that supports non-compliance or deception.
December 16, 2019 -
584Market InfrastructureMAS Forms Culture and Conduct Steering Committee for Insurance
The steering committee will monitor trends and identify emerging issues, and collaborate with MAS on initiatives to promote strong culture and conduct in Singapore's insurance industry.
December 13, 2019
