All posts tagged "Culture"
-
431FeatureMizuho Set to Formalise New Leadership to Address System Issues
On Tuesday, Mizuho suffered its 10th system failure since February 2021, with business customers unable to access online banking for more than 3 hours that morning.
January 14, 2022 -
373Asia-PacificCBSL Issues Corporate Governance Rules for Finance Companies
Directors must undergo annual performance assessments and impose measures to limit related party transactions and manage conflicts of interest.
January 13, 2022 -
550FeatureBNM Finalises Guidance for Wholesale Financial Market Conduct
Market conduct risk assessments should be done at least annually, to serve as a systematic method for assessing susceptibility to misconduct and documenting mitigating actions or controls.
January 5, 2022 -
456Hong KongHK Regulators to Assess Sales Practices of Tax-deductible Products
A mystery shopping programme is being launched by the HKMA, MPFA and IA to assess the extent to which statutory and regulatory objectives are being met by intermediaries.
January 3, 2022 -
206TaiwanTaiwan FSC Directs Banks to Enhance Wealth Management Controls
The FSC found deficiencies in banks' implementation of internal controls to prevent misappropriation of client funds by wealth management specialists.
December 21, 2021 -
303MalaysiaBNM Proposes New Rules For Payment System Operators
BNM proposes governance, risk management and operational requirements to ensure safety, efficiency, reliability and confidence in payment systems.
December 17, 2021 -
200Australia & NZASIC Consults on How it Communicates Audit Review Findings
ASIC proposes to start communicating with company directors more routinely regarding findings from its audit inspections.
December 15, 2021 -
345FeatureHK Bourse Finalises New Rules on Governance, Board Diversity
Amended corporate governance code and listing rules will require firms to ensure board independence, refreshment, and diversity from 1 January 2022.
December 13, 2021 -
Press Release
Synpulse Recognised for Work to Address Regulatory Challenges
Synpulse helped clients with ESG gap assessments, periodic KYC review enhancements, and a data management framework uplift project, among others.
December 10, 2021 -
282Australia & NZNZ FMA Files Suit Against Kiwibank for Overcharging Customers
Between September 2005 and March 2020, some 35,000 home loan customers were overcharged a total of NZD 1.1 million.
December 10, 2021
