All posts tagged "custodian"
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235AML / KYCHong Kong: GDF Warns Against Restricting Retail Investment in Crypto
The November FSTB proposal to only allow VASPs to offer services to professional investors could prompt retail investors to move to unlicensed platforms, GDF says.
February 16, 2021 -
297AML / KYCThailand to Introduce Rules for Digital Asset Wallet Providers
The SEC is concerned that digital asset wallets and custodian services could be used for drug offences and money laundering.
February 3, 2021 -
1.1KChinaChina Issues Draft Rules Easing Foreign Access to Bond Market
The rules simplify application procedures for foreign bond investors, unify rules governing various investment channels, and optimise remittance and foreign exchange operations.
September 4, 2020 -
1.3KFeatureMAS Sets Out Regulatory Approach for Payment Token Derivatives
MAS will regulate payment token derivatives offered by approved exchanges - i.e. SGX Derivatives, APEX, Ice Futures - but will not regulate such products offered by other entities.
May 18, 2020 -
716ChinaChina to Allow Foreign Banks’ Local Branches Fund Custody Licence
Under the trade agreement with the US in January, China committed to allowing branches of US financial institutions to provide fund custody services in the country within five months.
May 13, 2020 -
630IndiaSEBI Approves New Rules for Portfolio Managers
Among the rules are a higher net worth requirement for portfolio managers, a doubling of the minimum investment requirement for PMS funds, and mandatory appointment of a custodian.
November 23, 2019 -
1.2KFeatureSFC Details Rules for Virtual Asset Fund Managers
The SFC has published new requirements for virtual asset fund managers, relating to capital, best execution, liquidity and custody, among other areas.
October 7, 2019 -
640ChinaChina Moves to Cut Off P2P Lenders’ Payment Channels
Cutting off payment and settlement services will restrict the funds flowing in and out of P2P lenders, part of a regulatory crackdown on the sector.
September 2, 2019 -
1.1KAustralia & NZCFTC Approves Margin Comparability Determination for Australia
Despite some differences between its own rules and Australia’s regime for uncleared swaps margining, the CFTC has determined that the end result is the same.
March 28, 2019 -
639FeatureHong Kong-UK Mutual Funds Recognition Hits a Snag
A number of Hong Kong unit trusts are not eligible to be sold in the UK, where regulations require an independent trustee or custodian, according to a Fund Selector Asia report.
October 31, 2018
