All posts tagged "Custodians"
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456AML / KYCMAS Consults on Proposed Framework for Variable Capital Companies
The proposals include an AML/CFT framework for VCCs requiring them to engage an eligible financial institution to perform the necessary checks.
May 2, 2019 -
776InternationalLeading Dealers Adopt DTCC-Euroclear Collateral Management Utility
The Margin Transit Utility provides straight-through-processing and centralised communications and settlement instructions for collateral transfer.
March 27, 2019 -
629AML / KYCSEBI’s Meets Opposition from Global Funds on KYC Requirements
Global asset managers have opposed SEBI’s plan to create a centralised database of beneficial owners of foreign portfolio investors.
March 12, 2019 -
480India
SEBI Moves to Lower Trading Costs for Investors
Fees SEBI charges to brokers, stock exchanges and companies seeking to list will be reduced, among other changes aimed at spurring capital market activity.
March 5, 2019 -
1.3KAsia-PacificPhilippines’ CEZA Issues New Rules for Digital Assets, Token Offerings
The new regulations cover the acquisition of crypto assets, including utility and security tokens, as well as issuer requirements relating to registration, security and investor protection.
February 8, 2019 -
375India
India to Force Foreign Brokers to Store Data Locally
SEBI plans to mandate that data on Indian customers be stored on local servers, or for a real-time backup to be created to enable access from within the country.
January 15, 2019 -
541Capital RegulationSFC Revised Code for Funds to Take Effect from January 2019
Amended 'Code on Unit Trusts and Mutual Funds' to take effect in January with 12-month transition period. Proposals on classification of derivatives funds have been revised.
December 7, 2018 -
760Contributed Article
Expanding the Custodian’s Role in Settlement for India’s HNIs
SEBI should mandate settlement of HNI trades through custodians to de-risk and expand India's capital markets, says Viraj Kulkarni at PIVOT Management Consulting.
September 25, 2018 -
1.2KFeatured ArticlesISDA Forum: Asia’s Banks Not Ready for 2020 Initial Margin Deadline
Banks and buy-side firms should begin compliance processes to meet the September 2020 deadline as early as possible, urged panellists at the ISDA Industry and Regulatory Forum.
September 18, 2018 -
1.3KFeatureMAS Finalises New Corporate Structure for Funds
The VCC – formerly S-VACC – will position Singapore to become a key fund domicile for fund managers and create opportunities for fund services providers.
September 11, 2018
