The SFC's latest annual report highlights work to enhance book building and placing practices, regulate fund trustees and custodians, and enhance climate disclosure for fund investors.
June 23, 2022Taiwan Depository Clearing Corp is will establish and operate a centralised domestic fund clearing platform.
May 18, 2022Banks, insurers, brokers and foreign FIs are urged to establish licensed fund management companies. Fund investment channels will be expanded and operational rules relaxed.
May 3, 2022The directions require crypto exchanges, custodians and wallet providers in India to retain KYC information for five years and report cyber incidents to CERT-In.
May 3, 2022Under revised guidelines, depository receipt issuers can directly appoint a global custodian or foreign agent to hold overseas securities.
April 11, 2022The amendments will require CIS managers and certain designated employees to invest in the CIS they manage, and limit investment in other CIS managers.
April 3, 2022Applications from capital markets firms looking to participate in the fintech regulatory sandbox are being accepted until 15 April 2022.
March 27, 2022A new regulated activity (RA 13) will be introduced which will subject trustees and custodians of public funds to licensing requirements and ongoing regulatory supervision.
February 23, 2022The government is seeking views on further refinements to the foreign investment framework to ensure it remains fit for purpose.
February 16, 2022The INR 1.5 trillion limit on FPI investment via the 'Voluntary Retention Route' has been nearly exhausted. The new INR 2.5 trillion limit takes effect on 1 April.
February 11, 2022