All posts tagged "Custodians"
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414FeatureSFC Cites Conduct, Technology and Climate as Key Priorities
The SFC's latest annual report highlights work to enhance book building and placing practices, regulate fund trustees and custodians, and enhance climate disclosure for fund investors.
June 23, 2022 -
519FeatureTDCC to Operate Centralised Clearing Platform for Funds
Taiwan Depository Clearing Corp is will establish and operate a centralised domestic fund clearing platform.
May 18, 2022 -
385ChinaCSRC Launches Campaign to Expand Public Funds Market
Banks, insurers, brokers and foreign FIs are urged to establish licensed fund management companies. Fund investment channels will be expanded and operational rules relaxed.
May 3, 2022 -
401AML / KYCIndia: CERT-In Includes Crypto Firms in New Directions
The directions require crypto exchanges, custodians and wallet providers in India to retain KYC information for five years and report cyber incidents to CERT-In.
May 3, 2022 -
376Securities / DerivativesThai SEC to Allow Use of Foreign Custodians in DR Issuance
Under revised guidelines, depository receipt issuers can directly appoint a global custodian or foreign agent to hold overseas securities.
April 11, 2022 -
225IndiaSEBI Approves Enhancements to CIS Rules
The amendments will require CIS managers and certain designated employees to invest in the CIS they manage, and limit investment in other CIS managers.
April 3, 2022 -
410ChinaGuangzhou to Pilot Regulatory Sandbox for Capital Markets
Applications from capital markets firms looking to participate in the fintech regulatory sandbox are being accepted until 15 April 2022.
March 27, 2022 -
605Feature
SFC Confirms Plans to Regulate Fund Trustees, Custodians
A new regulated activity (RA 13) will be introduced which will subject trustees and custodians of public funds to licensing requirements and ongoing regulatory supervision.
February 23, 2022 -
525Australia & NZAustralia to Further Refine Foreign Investment Regime
The government is seeking views on further refinements to the foreign investment framework to ensure it remains fit for purpose.
February 16, 2022 -
528FeatureRBI Raises Cap on FPI Investment in Debt Securities
The INR 1.5 trillion limit on FPI investment via the 'Voluntary Retention Route' has been nearly exhausted. The new INR 2.5 trillion limit takes effect on 1 April.
February 11, 2022
