All posts tagged "Custodians"
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172AML / KYCSEBI Rolls Out KYC Registry Extension to Legal Entities
Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
March 13, 2021 -
247AML / KYCBSP Updates VASP Rules to Align with FATF Requirements
The updated rules also bring into scope virtual asset custodians, introducing a $1mn minimum capital requirement for such businesses.
January 28, 2021 -
364AML / KYCMSCI, Nasdaq Announce Removal of Chinese Companies from Indices
MSCI, Nasdaq, S&P Dow Jones Indices and FTSE Russell have now all announced the removal of Chinese companies from their indexes to comply with last month's executive order.
December 17, 2020 -
187Australia & NZASX Consults on Listing Rule Changes Ahead of March Implementation
ASX is consulting on amendments to the listing rules to facilitate the introduction of its next batch of online forms in March 2021, among other proposals.
December 3, 2020 -
500InternationalDSB Calls for Asian Members to Join Product Committee
The DSB seeks to expand its Product Committee membership to include more OTC derivatives users from Asia to further broaden industry collaboration geographically.
November 29, 2020 -
1.1KChinaHKEX to Enhance Northbound Stock Connect Post-trade Processing
HKEX is targeting a Q1 2022 launch for the new settlement platform, which will automate and streamline post-trade processes and improve settlement efficiency.
November 25, 2020 -
1.4KFintech / RegtechMalaysia’s Guidelines on Digital Assets Enter Into Force
The Securities Commission invites parties interested in registering as IEO platform operators or digital asset custodians to start submitting their applications.
October 29, 2020 -
4.0KChinaChinese Regulators to Combine QFII, RQFII from 1 November
The move to combine the QFII and RQFII into a single 'qualified foreign investor' regime is aimed at further easing foreign access to China's capital markets.
September 28, 2020 -
702EnforcementSFC Fines BEA for 13 Year Failure to Segregate Client Securities
There was no evidence of client loss as a result of BEA’s regulatory breaches, and the bank has undergone remedial actions to enhance its internal systems and controls.
September 17, 2020 -
740FeatureChanges to Hong Kong OFC Regime Take Effect Immediately
Private OFCs are no longer subject to investment restrictions and securities brokers are now eligible to be OFC custodians, among other changes.
September 14, 2020
