All posts tagged "Customer Protection"
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108EnforcementS. Korean Financial Firms Push Back Against Executive Accountability
Six industry bodies have filed a joint request asking regulators to grant their boards more autonomy over their internal affairs rather than punishing their executives.
September 16, 2021 -
342FeatureJapan FSA Seeks Better Quality ESG, Climate Disclosures
The FSA plans to establish a new framework for the certification of ESG-related products. It is also exploring mandatory climate risk disclosures.
August 10, 2021 -
629Fintech / RegtechUPDATED – MAS Grants “In-Principle Approval” to First DPT Provider
MAS has clarified that notices have been issued to several applicants and that "in-principle approval" is not an official term.
August 2, 2021 -
152Fintech / RegtechS. Korea: MyData Launch to be Delayed for More Testing
The Covid-19 pandemic and a lack of IT engineers are said to be stalling system development and API testing.
July 17, 2021 -
811Fintech / RegtechHKMA Launches Regtech Challenge to Address Banking Pain Points
The HKMA invites Regtech providers to showcase solutions to help Hong Kong banks solve common risk management and regulatory compliance pain points.
March 26, 2021 -
347Capital RegulationUPDATED – Chinese Regulators Agree on Ant Group Restructuring Plan
Under the plan, Ant Group will fold all of its businesses into a financial holding company that will be subject to PBOC oversight and capital requirements.
February 4, 2021 -
1.4KAML / KYCLessons from Cryptoassets in the Fight Against Financial Crime
Elliptic’s David Carlisle and Onchain Custodian’s El Lee discuss opportunities for the banking and cryptoasset industries to learn from one another in the fight against financial crime.
December 1, 2020 -
1.3KAustralia & NZCFTC Exempts BSE, NSE IFSC, NZX from FCM Registration
BSE, NSE IFSC, and NZX will be allowed to accept US customer funds directly for trading in futures and options contracts without having to register as futures commission merchants.
November 6, 2020 -
962FeatureHKMA Asks FIs to Protect Customer Interests in LIBOR Switch
Banks are expected to develop robust education and outreach programmes to help customers make informed decisions when assessing the options available in the transition.
October 22, 2020 -
1.4KFintech / Regtech
HKMA Directs Banks to Enhance Digital Lending Disclosures
Digital lending platforms have 12 months to enhance disclosures and transparency to ensure borrowers are made to understand the implications of their borrowing decisions.
September 7, 2020
