All posts tagged "Cybersecurity"
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14ChinaUS SEC to Require New Disclosures from Chinese Issuers
Chinese issuers with VIE structures will have to "prominently and clearly" disclose that they face uncertainty about future actions by the Chinese government.
July 31, 2021 -
28Australia & NZNZ FMA Issues Cyber Resilience Guidance for Financial Advisers
Under New Zealand's new financial advice regime, many individuals and entities have not previously been subject to compliance obligations for cybersecurity.
July 30, 2021 -
70ChinaChina Will Still Allow IPOs in the US, CSRC Tells Brokers
Regulators will continue to allow VIE structures, recognising that they serve as a vital way for companies to attract foreign capital.
July 30, 2021 -
48ChinaCSRC Approves China Telecom Shanghai IPO Following US Ban
China's flow of IPOs to the US is expected to ease, with companies instead choosing to list in Shanghai, Shenzhen, or Hong Kong.
July 29, 2021 -
73Australia & NZAustralia: Mutual Banks Face “Avalanche” of Regulatory Change
A new benchmarking report from GRC Solutions highlights the challenges incoming regulatory requirements are presenting to the mutual banking sector.
July 29, 2021 -
52ChinaChinese Firms Redirect IPOs From New York to Hong Kong
Chinese authorities are considering severe penalties for Didi Chuxing, which proceeded with its New York IPO despite being asked to first submit to a cybersecurity review.
July 26, 2021 -
171AML / KYCJapan FSA, BOJ to Assess AML, Anti-fraud Measures at FIs
The FSA and BOJ are reportedly looking to better understand whether AML, anti-fraud, and cybersecurity measures at FIs are adequate.
July 15, 2021 -
124China
China to Require Cybersecurity Reviews Before Firms List Overseas
Companies that have personal information of more than 1 million users must submit to a cybersecurity review by the Office of Cybersecurity Review.
July 14, 2021 -
154EuropeUK, Singapore Commit to Deepening Regulatory Cooperation
Officials agree to explore cross-border financial regulation, carbon market trading linkages, and collaboration opportunities via their BIS Innovation Hub centres.
July 1, 2021 -
360AML / KYCDigital Identity: A Sound Model for Risk Mitigation
Lax attitudes towards security by consumers have made it increasingly important for banks to take advantage of digital identity systems and put in place robust security measures.
June 29, 2021
