All posts tagged "Debt Securities"
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158Hong KongSFC, HKMA Release Findings on Investment Product Sales
Firms sold investment products with an aggregate transaction amount of HKD 5.7 trillion during 2020, with the participation of over 700,000 investors.
October 8, 2021 -
157Asia-PacificCSE Launches New OTC Platform for Corporate Debt Repo
The new platform will enhance the repo trading mechanism and facilitate a buildup of liquidity in Sri Lanka's corporate debt market.
September 20, 2021 -
781AML / KYCScreening Financial Instruments for Investment-related Sanctions Risk
Refinitiv identified over 190,000 financial instruments relevant to the US investment ban against Non-SDN Chinese Military-Industrial Complex Companies as of 28 July.
August 26, 2021 -
106IndiaSEBI Combines Debt Securities Rules Into Single Regulation
New operational guidelines cover non-convertible securities, securitised debt instruments, security receipts, municipal debt securities and commercial papers.
August 16, 2021 -
95AML / KYCThai SEC Proposes UBO Registration Rules for Securities Firms
Securities firms offering trading, exchange or underwriting services will be required to ensure customers register their foreign beneficiaries.
August 8, 2021 -
161Asia-PacificSri Lanka to Launch New OTC Platform for Repo Trading
Firms seeking to carry out repo transactions on debt securities are invited to apply for trading membership.
July 16, 2021 -
183AML / KYCMalaysia Files Suit Against KPMG Partners Over 1MDB Losses
The Malaysian government and 1MDB filed a $5.64bn lawsuit against 44 current and former KPMG partners over the firm's audits of 1MDB’s financial statements.
July 14, 2021 -
373Asia-PacificICMA, Bloomberg Publish APAC Guide on Tough Legacy Bonds
Up to 80% of tough legacy bonds in APAC have inadequate fallbacks in place, or no fallbacks at all, ICMA and Bloomberg say in a new report.
May 27, 2021 -
175Asia-Pacific
SEC Thailand Issues Guidelines for Distressed Bond Funds
Only institutional and ultra-HNW investors will be allowed to invest in distressed bond funds, which will be non-redeemable but have a maturity date prescribed.
May 14, 2021 -
293AML / KYCThailand to Require UBO Transparency in Bond Markets
Non-residents who invest in debt securities in Thailand are required to open Segregated Securities Accounts with custodians at the UBO level.
April 14, 2021
