All posts tagged "Deloitte"
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173Australia & NZASIC Takes Legal Action Against Unregistered SMSF Scheme Operators
Investors were encouraged to roll superannuation monies into a self-managed super fund to invest - by way of a loan - in an unregistered scheme operated a former AMP adviser.
December 5, 2019 -
596Fintech / RegtechMAS, Deloitte, S&P Launch Fintech Investment Research Platform
The new platform, launched by MAS, Deloitte and S&P Global Market Intelligence, will help financial institutions and investors to more effectively discover investment opportunities in the fintech space.
November 12, 2019 -
479Australia & NZ
ClearView Completes Advice Remediation Programme
Financial compensation totalling A$730,000 was offered to 215 clients who were harmed by poor advice, while another 21 clients received non-financial remediation.
September 20, 2019 -
945Australia & NZAustralia: NAB, EY Under Fire Following Whistleblower Leak
A whistleblower has leaked internal NAB documents to highlight the bank's lax approach to risk management, customer remediation, and conflicts of interest with its auditor.
August 5, 2019 -
593IndiaSEBI Proposes Additional Requirements for Resigning Auditors
Under the proposal, auditors will be required to finalise their audit reports and make detailed disclosures regarding their reasons for resignation from listed companies.
July 22, 2019 -
702EnforcementDeloitte Indian Unit Under Investigation in IL&FS Case
A letter from a whistleblower at Deloitte's local India unit has triggered a malpractice investigation into its role as auditor for the troubled IL&FS group.
April 16, 2019 -
1.0KAustralia & NZBig Four Auditors Face Parliamentary Scrutiny in Australia
Amid an ongoing ACCC probe into the big four auditing firms, a parliamentary committee is asking for a review of the audit market to explore conflicts of interest and market dominance issues.
February 18, 2019 -
926Enforcement
US SEC Charges Deloitte Japan for Auditor Independence Violations
Deloitte Japan agreed to pay $2mn to settle charges related to audit reports it issued while dozens of its employees maintained financial relationships with the audit client.
February 14, 2019 -
650EnforcementUPDATED – Malaysia SC Fines Deloitte for 1MDB-Linked Auditing Breaches
SC says Deloitte failed to immediately report irregularities which may have had a material effect on the ability of a 1MDB unit to repay bondholders. Deloitte is seeking a review of the decision.
January 31, 2019 -
852Fintech / RegtechIndia’s Modi Launches Online Marketplace for Fintech Services
India's Prime Minister Narendra Modi on 14 November at Singapore Fintech Festival announced the launch of APIX, an online marketplace and sandbox for cross-border fintech services.
November 16, 2018
