SEBI is considering requiring depositories, depository participants, and custodians to feed beneficial ownership information into a central database.
March 1, 2023The advisory calls on firms to take into account concentration risk when outsourcing multiple critical services to the same third party vendor.
February 28, 2023The initial plan was to move stocks for which futures and options are available to the new T+1 settlement cycle in two batches.
November 29, 2022Company insiders would have their trading automatically restricted while they are in possession of unpublished price sensitive information.
August 16, 2022Trading or demat accounts will be automatically deactivated if a show-cause notice or order issued by SEBI is undeliverable at the addresses mentioned in KYC records.
August 9, 2022Fees paid by stock exchanges, clearing corporations, depositories, intermediaries and investors in securities markets are now subject to 18% GST.
July 27, 2022Quarterly reports must be issued containing information on cyber incidents, risk mitigation measures, bugs and vulnerabilities, and threat details.
July 7, 2022Stock exchanges, clearing corporations, and depositories are required to conduct a comprehensive cyber audit at least twice each financial year.
May 24, 2022The revised rules apply to securities and derivatives businesses, digital asset operators, clearinghouses, depositories, exchanges, digital token platforms, and crowdfunding platforms.
May 12, 2022Stock exchanges must certify that their trading architecture and co-location facilities conform with regulatory requirements and treat all market participants fairly and equitably.
May 9, 2022