Depositories and clearing corporations are directed to assess their compliance with the PFMIs on a periodic basis and report the results to SEBI.
December 21, 2023Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.
August 1, 2023REITs could be allowed under Stock Connect, structured in a corporate (rather than trust) form, and add a renminbi counter for trading.
May 17, 2023SEBI says market infrastructure institutions, being systemically important, require their own IT systems testing framework.
May 10, 2023Issuers of listed non-convertible securities, securitised debt instruments and security receipts must obtain and report their LEI by 1 September.
May 4, 2023SEBI is considering requiring depositories, depository participants, and custodians to feed beneficial ownership information into a central database.
March 1, 2023The advisory calls on firms to take into account concentration risk when outsourcing multiple critical services to the same third party vendor.
February 28, 2023The initial plan was to move stocks for which futures and options are available to the new T+1 settlement cycle in two batches.
November 29, 2022Company insiders would have their trading automatically restricted while they are in possession of unpublished price sensitive information.
August 16, 2022Trading or demat accounts will be automatically deactivated if a show-cause notice or order issued by SEBI is undeliverable at the addresses mentioned in KYC records.
August 9, 2022