Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
March 13, 2021Stock exchanges, clearing corporations and depositories are asked to establish a code of conduct and institutional mechanism to prevent fraud and market abuse.
March 8, 2021The revisions introduce graded entry norms to encourage innovation and make it easier for firms to participate in the sandbox.
February 4, 2021Under the proposal, KYC Registration Agencies, stock exchanges and depositories would be responsible for client KYC processes.
January 17, 2021Domestic promoters will be allowed to own 100% of a newly set-up stock exchange or depository for up to 10 years. Foreign promoters will be allowed to own up to 49%.
January 12, 2021The regulations provide guidelines on to functions, general obligations, ownership and governance structure for a bullion exchange and clearing corporation in Gift City.
November 2, 2020The committee will identify gaps in the public availability of securities market data and recommend regulations to promote transparency, access and useability of such data.
October 22, 2020India has revised its framework for levying the stamp duty on securities transactions, in a bid to ensure uniformity across the country.
July 2, 2020From 1 July, the new operational framework will lift restrictions that have to date prevented trading in debt securities that have defaulted on redemption.
June 28, 2020An online register will record brokers’ holdings of client securities, clubbing all such information collected by exchanges, depositories and clearing corporations for all types of trades.
February 17, 2020