Stock exchanges, depositories and clearing corporations are required to include compliance with SEBI rules in the scope of their system audits, and to report any non-compliance to the regulator.
January 8, 2020The measure has been put in place to detect the diversion of client securities by brokers at an early stage so allow for appropriate preventive measures.
November 20, 2019A new cybersecurity framework has been issued for KYC registration agencies. Stockbrokers, depository participants, registrars and transfer agents are asked to submit their quarterly reports by end-November.
October 18, 2019Domestically listed companies will be allowed to issue depository receipts on certain international bourses as well as on GIFT City exchanges.
October 12, 2019Stock exchanges, depositories and clearing corporations must have in place business continuity plans and disaster recovery policies that ensure 'zero data loss'
April 1, 2019Stock exchanges, clearing corporations, depositories required to disclose their use of artificial intelligence and machine learning starting from the current quarter.
February 5, 2019Stock exchanges, clearing corporations and depositories have six months to put in place appropriate systems and processes for implementation of the new guidelines.
December 11, 2018Stockbrokers and depository participants will have to formulate a comprehensive cyber security and cyber resilience policy document in accordance with the guidelines by April 2019.
December 4, 201821 of 28 jurisdictions self-attest to full implementation of PFMI; South Korea' implementation gap relates to trade repositories, while Indonesia's relates to clearing and settlement systems.
July 27, 2018Clearing arm of BSE's India INX at GIFT City will accept AAA-rated international sovereign securities with maturities over 5 years as collateral from clearing members and custodians, starting with US treasuries.
July 3, 2018