All posts tagged "Deutsche Bank"
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327EnforcementSFC Bans Former Deutsche Securities RO for Life
For ban follows a February 2018 conviction, where the former responsible officer was sentenced to 45 months’ imprisonment and ordered to pay HK$6.4mn to Deutsche Bank AG in restitution.
November 18, 2019 -
229Capital RegulationUS Fed Finalises Easier Capital, Liquidity Rules for Banks
Banks that present less risk, including foreign banks, will have reduced requirements. An idea to subject US branches of foreign banks to new liquidity requirements has also been dropped.
October 14, 2019 -
1.6KContributed ArticleBig Data: Who’s Writing the Rules of the Game?
A recent whitepaper commissioned by Deutsche Bank looks at the need for effective regulations for cross-border data sharing and the ethical use of artificial intelligence.
September 17, 2019 -
414ChinaChina Awards Deutsche, BNP ‘Class A’ Underwriting Licences
The licences mark the first approvals allowing foreign banks to act as lead underwriter for domestically issued bonds, for both local and foreign companies.
September 4, 2019 -
448ChinaChina to Allow Foreign Banks to Underwrite Interbank Market Bonds
Foreign banks are currently limited to underwriting business involving offshore non-financial issuers. ‘Class A’ licences will allow them to underwrite bonds in the interbank market.
August 29, 2019 -
547ChinaUS SEC Fines Deutsche Bank $16m for Corrupt Hiring Practices
Between 2006 and 2014, Deutsche Bank hired relatives of executives of Chinese and Russian state-owned enterprises to generate business for the bank.
August 27, 2019 -
475Capital Regulation
US Regulators Approve 82 Foreign Banks’ Resolution Plans
The Fed and FDIC have accepted the resolution plans of 82 foreign banks, and granted an extra year extension before the next resolution plans need to be submitted.
July 31, 2019 -
980AML / KYC
US Authorities Probe Deutsche Bank Dealings With 1MDB
The DOJ probe is looking into whether Deutsche Bank failed to comply with US AML or foreign bribery laws in the course of raising $1.2bn for 1MDB in 2014.
July 13, 2019 -
834Australia & NZANZ, Citi, Deutsche to Defend Against Criminal Cartel Charges in September
The government accuses the banks of forming a criminal cartel to either “directly or indirectly” restrict the supply of ANZ shares or maintain the price of ANZ shares.
July 12, 2019 -
622InternationalSWIFT Launches Payment Investigation, Resolution Capability
The new capability will improve transparency, shorten resolution time and reduce manual intervention to resolve issues that arise along the payments chain.
May 3, 2019
