All posts tagged "Deutsche Bank"
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336EnforcementUS SEC Probes Use of Text Messaging by Major Banks
The probe is reportedly aimed at gauging how pervasive the use of unauthorised messaging platforms is for business-related messages.
May 24, 2022 -
298AML / KYCGerman Authorities Raid Deutsche Bank in Money Laundering Probe
The raids are reportedly connected to late SARs filings involving a transaction linked to the family of Syrian leader Bashar al-Assad.
May 2, 2022 -
548FeatureSFC Directs Licensed Corporations to Plan for Contingencies
The SFC expresses concern that some licensed firms may not have plans in place to deal with financial distress or the sudden unavailability of key staff.
March 7, 2022 -
1.8KAML / KYCIn Conversation With Siddhant Sahai, Deutsche Bank
Siddhant Sahai says a greater focus on inter-bank relationship monitoring and timely sharing of information are needed to truly address financial crime risks.
February 16, 2022 -
669Australia & NZProsecutors Drop Criminal Cartel Case Against Citi, Deutsche
Australia's top prosecutor concluded that there were no longer reasonable prospects of convicting Citigroup, Deutsche Bank and four former executives.
February 14, 2022 -
428ChinaCSRC Issues New Guidance on Improving Prospectus Quality
Sponsors and securities service institutions have professional responsibilities to ensure the contents of prospectuses do not contain false or misleading information.
February 10, 2022 -
810EnforcementTaiwan Allows Deutsche Bank to Resume FX Derivatives Trading
Last February, Deutsche Bank’s Taipei branch was banned from trading TWD forwards and suspended for two years from trading FX derivatives.
February 8, 2022 -
786Enforcement
US Court Acquits Deutsche Traders in LIBOR Rigging Case
Former Deutsche Bank traders Matthew Connolly and Gavin Black were convicted in October 2018. Both have now been acquitted.
January 28, 2022 -
941Enforcement
BaFin Fines Deutsche Bank for Over EURIBOR Control Lapses
BaFin found flaws in the processes used by Deutsche Bank to calculate EURIBOR between April 2019 and April 2020.
January 5, 2022 -
798Fintech / RegtechSEBI Forms New Advisory Committee on Technology
The new committee will issue recommendations on existing technology projects and propose new suptech and regtech tools to improve SEBI's capabilities.
December 23, 2021
