The Common Ground Taxonomy, first published in November by the EU and China, was updated following consultation.
June 17, 2022The SEC is reportedly investigating whether disclosures made to clients accurately described the investment practices used by two Goldman funds.
June 15, 2022Resignation sparked by German police raids to investigate claims over mis-representation of ESG funds.
June 3, 2022"Sufficient factual evidence" has emerged that ESG factors were not taken into account in many investments, contrary to claims made in DWS fund prospectuses.
June 1, 2022The probe is reportedly aimed at gauging how pervasive the use of unauthorised messaging platforms is for business-related messages.
May 24, 2022The raids are reportedly connected to late SARs filings involving a transaction linked to the family of Syrian leader Bashar al-Assad.
May 2, 2022The SFC expresses concern that some licensed firms may not have plans in place to deal with financial distress or the sudden unavailability of key staff.
March 7, 2022Siddhant Sahai says a greater focus on inter-bank relationship monitoring and timely sharing of information are needed to truly address financial crime risks.
February 16, 2022Australia's top prosecutor concluded that there were no longer reasonable prospects of convicting Citigroup, Deutsche Bank and four former executives.
February 14, 2022Sponsors and securities service institutions have professional responsibilities to ensure the contents of prospectuses do not contain false or misleading information.
February 10, 2022