All posts tagged "dilution"
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494Securities / DerivativesUS SEC Proposes Enhanced Protections for SPAC Investors
The proposal aims to provide SPAC investors additional disclosures and protections similar to those they would receive in an IPO.
April 1, 2022 -
494IndiaSEBI to Enhance Disclosures on IPOs by Loss-making Tech Firms
SEBI proposes that new age technology companies be required to disclose all presentations made to pre-IPO investors during the three years prior to the IPO.
February 24, 2022 -
703FeatureSingapore Has No Plans to Restrict Retail Investment in SPACs
Regulatory safeguards and educational efforts mounted by SGX should provide "adequate protection for retail investors and enable them to assess the risk-return trade-offs".
February 21, 2022 -
622FeatureHKEX Finalises Framework for SPAC Listings in Hong Kong
The new framework takes effect on 1 January. A SPAC’s securities must be distributed to at least 20 institutional professional investors, down from 30 proposed during consultation.
December 20, 2021 -
164Hong Kong
HKEX Proposes Changes to Rules Governing Share Schemes
Listed companies will be able to grant no more than 10 percent of their total shares in share award or option schemes.
October 31, 2021 -
538Hong Kong
HKEX Issues Consultation on Listing Regime for SPACs
A SPAC has to raise at least HKD 1 billion from its initial offering. Subscription and trading will be restricted to professional investors.
September 17, 2021 -
304Securities / DerivativesDBS, Temasek to Launch Debt Financing Platform, EvolutionX
The new platform will help founder entrepreneurs avoid dilution of share equity in their companies' initial stages of development.
August 2, 2021 -
326EuropeESMA Outlines Disclosure Expectations for SPACs
The guidance is aimed at enhancing the comprehensibility and comparability of SPAC prospectuses and ensuring investors are adequately protected.
July 18, 2021 -
1.5KMalaysiaBursa Malaysia Amends Listing Rules to Protect Shareholders
Disclosures requirements applicable to new issues are enhanced, director independence is strengthened, and transparency on loans linked to controlling shareholders is improved.
August 14, 2020
