All posts tagged "directors"
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83MalaysiaBursa Malaysia to Enhance Conflict of Interest Disclosure Rules
Proposed amendments will require directors and senior managers of listed companies to disclose their interests in competing businesses.
December 2, 2021 -
120Malaysia
Bursa Malaysia Appoints ICDM to Facilitate Director Accreditations
First-time directors of listed companies and directors of newly-listed companies must complete an enhanced accreditation programme starting in 2022.
November 23, 2021 -
153IndiaRBI Orders Banks to Report Data on Borrower Relationships
The RBI said it has observed "a low level of relationship segment details" in the databases of credit information companies.
October 27, 2021 -
740EnforcementEnforcement Should Drive Good Conduct, says HKEX’s Jon Witts
HKEX’s approach to enforcement is designed to drive better conduct, governance and compliance culture, says Head of Listing Enforcement Jon Witts.
September 28, 2021 -
200EnforcementHK Court Convicts Former Convoy Executives for Fraud
Former Convoy executives conspired to dishonestly arrange for bond placement commissions to be diverted to a company they substantially owned.
September 21, 2021 -
171Asia-PacificBSP Introduces Stricter Penalty Framework for FIs
Monetary penalties have increased from PHP 30,000 to a maximum PHP 1 million for each violation. Fines up to three times profit gained or loss avoided can also be imposed.
September 14, 2021 -
283Hong KongHKMA Urges Continued Momentum in Bank Culture Efforts
Culture is the "invisible glue" that holds a bank together and assumes an even more critical role during the pandemic, says the HKMA's Arthur Yuen.
September 9, 2021 -
318Malaysia
Bursa Malaysia to Enhance Framework for Main Market Advisers
The amendments will make available a wider pool of qualified corporate finance advisers to act as a Recognised Principal Adviser on the Main Market.
August 12, 2021 -
218MalaysiaBursa Malaysia Proposes Listing Rule Changes to Enhance ACE Market
Sponsor eligibility requirements will be liberalised to make available a wider pool of qualified corporate finance advisers to act as sponsors for the ACE Market.
August 4, 2021 -
469Contributed ArticleHong Kong Stock Exchange Issues Revised Enforcement Policy
Herbert Smith Freehills partners explain the implications of the Hong Kong Stock Exchange's updated policy statement on Listing Rule enforcement.
July 16, 2021
