The new guidelines follow last month's trading halt at the NSE. The exchange has submitted a root cause analysis to SEBI.
March 25, 2021Individual contributions by asset managers towards the new LPCC will be calculated based on their AUM in open ended debt-oriented mutual fund schemes.
February 8, 2021Deutsche Bank will pay $9mn for violating swap data reporting requirements during a system outage, and $1.25mn for spoofing carried out by two Tokyo-based traders.
June 19, 2020The principles include selection due diligence, information security, confidentiality issues, outsourcing risk concentration, and access to data, among others.
May 29, 2020Firms must establish resilience as a business-owned strategic initiative, and be willing to prioritise business resilience over efficiency in some cases, says a new DTCC whitepaper.
September 24, 2019ASX has finalised its updated guidance for clearing and settlement participants on their business continuity, disaster recovery and cyber resilience arrangements.
August 8, 2019The proposals seek to ensure resilience of critical systems, reliability of outsourced services, and appropriate management of cyber and data security risks, among other requirements.
July 1, 2019Stock exchanges, depositories and clearing corporations must have in place business continuity plans and disaster recovery policies that ensure 'zero data loss'
April 1, 2019ASX is consulting on new disaster recovery, business continuity and cyber resilience requirements for clearing and settlement participants.
March 12, 2019